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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLQD icon
751
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$573K 0.02%
11,650
-816
-7% -$39.4K
IJT icon
752
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.52B
$569K 0.02%
4,550
-339
-7% -$38K
WEC icon
753
WEC Energy
WEC
$35.6B
$567K 0.02%
6,734
-142
-2% -$11.7K
SUN icon
754
Sunoco
SUN
$14B
$562K 0.02%
9,379
-498
-5% -$26.5K
GNRC icon
755
Generac Holdings
GNRC
$12.9B
$560K 0.02%
4,333
-94
-2% -$10.3K
FPL
756
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$554K 0.01%
80,501
+9,500
+13% +$63.5K
NFLT icon
757
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$450M
$553K 0.01%
24,669
+4,680
+23% +$102K
ONTO icon
758
Onto Innovation
ONTO
$14.3B
$551K 0.01%
3,605
-212
-6% -$28.5K
SHIP icon
759
Seanergy Maritime Holdings
SHIP
$374M
$550K 0.01%
70,010
– –
COPX icon
760
Global X Copper Miners ETF NEW
COPX
$7.79B
$548K 0.01%
14,473
-3,885
-21% -$135K
XBI icon
761
State Street SPDR S&P Biotech ETF
XBI
$9.92B
$548K 0.01%
6,138
-933
-13% -$69.3K
DBX icon
762
Dropbox
DBX
$8.05B
$548K 0.01%
18,578
+1,642
+10% +$45.6K
DAUG icon
763
FT Vest US Equity Deep Buffer ETF August
DAUG
$373M
$547K 0.01%
15,450
– –
AWF
764
AllianceBernstein Global High Income Fund
AWF
$877M
$547K 0.01%
53,948
+3,541
+7% +$34.2K
PARAA
765
DELISTED
Paramount Global Class A
PARAA
$546K 0.01%
27,681
-7,479
-21% -$128K
DRI icon
766
Darden Restaurants
DRI
$23.4B
$543K 0.01%
3,302
-259
-7% -$39.2K
SCHZ icon
767
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$541K 0.01%
23,192
-900
-4% -$20.1K
LWLG icon
768
Lightwave Logic
LWLG
$1.22B
$540K 0.01%
108,489
-2,825
-3% -$13.3K
BCE icon
769
BCE
BCE
$20.5B
$539K 0.01%
13,450
-3,855
-22% -$149K
FTNT icon
770
Fortinet
FTNT
$123B
$539K 0.01%
9,211
-38,990
-81% -$2.16M
CDW icon
771
CDW
CDW
$19.7B
$539K 0.01%
2,371
-34
-1% -$7.21K
NLY icon
772
Annaly Capital Management
NLY
$17.1B
$539K 0.01%
26,900
+6,191
+30% +$110K
SPLK
773
DELISTED
Splunk Inc
SPLK
$538K 0.01%
3,529
-2,326
-40% -$347K
OUNZ icon
774
VanEck Merk Gold Trust
OUNZ
$2.53B
$538K 0.01%
+26,934
New +$515K
FAPR icon
775
FT Vest US Equity Buffer ETF April
FAPR
$1.29B
$533K 0.01%
15,240
-325
-2% -$10.8K
29 30
31
32 33

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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.