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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$103M
Cap. Flow
+$97.1M
Cap. Flow %
9.56%
Top 10 Hldgs %
17.19%
Holding
878
New
86
Increased
451
Reduced
246
Closed
69

Top Buys

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$14.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.87M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.05M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$4.52M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.67M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.17M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.84M
3
VZ icon
Verizon
VZ
+$3.14M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.09M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 10.51%
2 Financials 7.15%
3 Healthcare 6.88%
4 Communication Services 6.07%
5 Consumer Discretionary 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRX
751
Gabelli Healthcare & Wellness Trust
GRX
$145M
$144K 0.01%
13,778
+199
+1% +$2.09K
ATAXZ
752
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$141K 0.01%
17,127
+216
+1% +$1.78K
SVM
753
Silvercorp Metals
SVM
$2.02B
$139K 0.01%
35,650
-19
-0.1% -$68
GAB icon
754
Gabelli Equity Trust
GAB
$1.73B
$138K 0.01%
23,605
+2,339
+11% +$13.9K
HIE
755
DELISTED
Miller/Howard High Income Equity Fund
HIE
$133K 0.01%
12,160
– –
AWP
756
abrdn Global Premier Properties Fund
AWP
$376M
$131K 0.01%
6,978
-65
-0.9% -$1.2K
FRA icon
757
BlackRock Floating Rate Income Strategies Fund
FRA
$380M
$130K 0.01%
+10,303
New +$131K
JFR icon
758
Nuveen Floating Rate Income Fund
JFR
$1.23B
$126K 0.01%
12,944
+107
+0.8% +$1.04K
BCS icon
759
Barclays
BCS
$87.8B
$124K 0.01%
16,755
+2,673
+19% +$19.3K
CBAY
760
DELISTED
Cymabay Therapeutics
CBAY
$123K 0.01%
23,925
+1,000
+4% +$6.05K
ACB
761
Aurora Cannabis
ACB
$169M
$122K 0.01%
232
+11
+5% +$8.15K
ETJ
762
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$122K 0.01%
13,197
+54
+0.4% +$507
NHS
763
Neuberger High Yield Strategies Fund Inc
NHS
$250M
$121K 0.01%
10,015
-772
-7% -$9.12K
SOLY
764
DELISTED
Soliton, Inc.
SOLY
$121K 0.01%
+11,300
New +$146K
ALDX icon
765
Aldeyra Therapeutics
ALDX
$97.1M
$119K 0.01%
22,450
-4,056
-15% -$21.8K
ETW
766
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.01B
$116K 0.01%
+11,919
New +$115K
PNNT
767
Pennant Park Investment Corp
PNNT
$220M
$116K 0.01%
18,462
-2,053
-10% -$13.1K
JPS
768
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$116K 0.01%
11,774
-1,197
-9% -$11.6K
INSG icon
769
Inseego
INSG
$104M
$111K 0.01%
+2,300
New +$107K
IGA
770
Voya Global Advantage and Premium Opportunity Fund
IGA
$155M
$109K 0.01%
10,500
– –
IGR
771
CBRE Global Real Estate Income Fund
IGR
$719M
$96K 0.01%
12,039
+69
+0.6% +$527
LIQT icon
772
LiqTech
LIQT
$20.5M
$96K 0.01%
+1,500
New +$97.3K
CNSL
773
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$93K 0.01%
+19,500
New +$92K
XXII
774
22nd Century Group
XXII
$1.28M
– –
0
– –
FPI
775
Farmland Partners
FPI
$415M
$84K 0.01%
+12,414
New +$79.7K
29 30
31
32 33

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B. Riley Wealth Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Advisors held 878 positions worth $1.02B, up 11% from $913M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $97.1M of net new capital in Q3 2019, opening 86 new positions and adding to 451 existing holdings. Its largest new stake was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $4.84M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2019 buy was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $7.87M increase.
  • B. Riley Wealth Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $4.84M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2019, selling an estimated $5.17M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.02B portfolio in Q3 2019.
  • B. Riley Wealth Advisors opened 86 new positions and closed 69 in Q3 2019.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $1.02B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.