We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGRN
751
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
– –
-1,065
Closed -$11K
IDEX
752
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
-124
Closed -$59K
CS
753
DELISTED
Credit Suisse Group
CS
– –
-11,402
Closed -$172K
FRC
754
DELISTED
First Republic Bank
FRC
– –
-2,346
Closed -$228K
CLR
755
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-5,366
Closed -$367K
ADMS
756
DELISTED
Adamas Pharmaceuticals
ADMS
– –
-50,400
Closed -$1.01M
ALXN
757
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-3,178
Closed -$442K
GRUB
758
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-815
Closed -$227K
GWPH
759
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-1,601
Closed -$277K
MNK
760
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-22,265
Closed -$653K
UNT
761
DELISTED
UNIT Corporation
UNT
– –
-13,500
Closed -$352K
SITO
762
DELISTED
SITO MOBILE, LTD
SITO
– –
-220,442
Closed -$393K
BSCI
763
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
– –
-10,147
Closed -$215K
ESRX
764
DELISTED
Express Scripts Holding Company
ESRX
– –
-5,059
Closed -$482K
AET
765
DELISTED
Aetna Inc
AET
– –
-3,320
Closed -$675K
PX
766
DELISTED
Praxair Inc
PX
– –
-4,513
Closed -$727K
ETP
767
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-15,569
Closed -$347K
IBDM
768
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
– –
-17,607
Closed -$429K
SHPG
769
DELISTED
Shire pic
SHPG
– –
-1,132
Closed -$206K
RHT
770
DELISTED
Red Hat Inc
RHT
– –
-2,852
Closed -$390K
27 28 29 30
31

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.