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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTN
751
Palatin Technologies
PTN
$14.4M
$12K ﹤0.01%
+8
New +$10.4K
APP
752
DELISTED
AMERICAN APPAREL INC COM
APP
$6K ﹤0.01%
12,500
– –
MCZ
753
DELISTED
Mad Catz Interactive
MCZ
$5K ﹤0.01%
10,000
– –
ALK icon
754
Alaska Air
ALK
$5.11B
– –
-8,304
Closed -$305K
AMT icon
755
American Tower
AMT
$83.5B
– –
-1,711
Closed -$137K
BCV
756
Bancroft Fund
BCV
$130M
– –
-9,817
Closed -$183K
BOH icon
757
Bank of Hawaii
BOH
$3.14B
– –
-14,649
Closed -$866K
BZH icon
758
Beazer Homes USA
BZH
$888M
– –
-3,203
Closed -$78K
CEF icon
759
Sprott Physical Gold and Silver Trust
CEF
$7.38B
– –
-10,722
Closed -$142K
CHRD icon
760
Chord Energy
CHRD
$7.68B
– –
-2,218
Closed -$104K
CRUS icon
761
Cirrus Logic
CRUS
$6.76B
– –
-24,926
Closed -$509K
DAR icon
762
Darling Ingredients
DAR
$9.32B
– –
-7,500
Closed -$157K
DDD icon
763
3D Systems Corp
DDD
$405M
– –
-1,968
Closed -$183K
DLTR icon
764
Dollar Tree
DLTR
$24.8B
– –
-4,108
Closed -$232K
ECL icon
765
Ecolab
ECL
$79.8B
– –
-1,459
Closed -$152K
GLO
766
Clough Global Opportunities Fund
GLO
$244M
– –
-8,406
Closed -$110K
GURU icon
767
Global X Guru Index ETF
GURU
$60.2M
– –
-30,391
Closed -$778K
IDV icon
768
iShares International Select Dividend ETF
IDV
$8.31B
– –
-2,388
Closed -$91K
IEF icon
769
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
– –
-2,526
Closed -$251K
IEI icon
770
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
– –
-4,964
Closed -$596K
IYY icon
771
iShares Dow Jones US ETF
IYY
$2.89B
– –
-5,372
Closed -$251K
JLS icon
772
Nuveen Mortgage and Income Fund
JLS
$94.6M
– –
-3,076
Closed -$71K
MTW icon
773
Manitowoc
MTW
$491M
– –
-12,613
Closed -$266K
MUFG icon
774
Mitsubishi UFJ Financial
MUFG
$247B
– –
-8,600
Closed -$57K
MVV icon
775
ProShares Ultra MidCap400
MVV
$150M
– –
-156,192
Closed -$3.3M
29 30
31
32 33

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.