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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$840M
AUM Growth
+$83.3M
Cap. Flow
+$42.9M
Cap. Flow %
5.11%
Top 10 Hldgs %
18.36%
Holding
760
New
87
Increased
332
Reduced
276
Closed
44

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$3.29M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.26M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.23M
4
APTS
Preferred Apartment Communities, Inc.
APTS
+$2.21M
5
ECC
Eagle Point Credit Company
ECC
+$1.89M

Top Sells

Rank Stock Value
1
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$3.29M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$1.46M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$725K
4
DO
Diamond Offshore Drilling
DO
+$653K
5
ESV
Ensco Rowan plc
ESV
+$646K

Sector Composition

Rank Sector Weight
1 Technology 10.63%
2 Financials 8%
3 Communication Services 7.35%
4 Healthcare 7.3%
5 Consumer Discretionary 6.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMBJ
726
Embraer S.A. ADS
EMBJ
$12B
– –
-9,576
Closed -$239K
FNF icon
727
Fidelity National Financial
FNF
$14.4B
– –
-8,407
Closed -$305K
HAL icon
728
Halliburton
HAL
$26.1B
– –
-8,657
Closed -$391K
HYD icon
729
VanEck High Yield Muni ETF
HYD
$4.44B
– –
-3,504
Closed -$221K
IBKR icon
730
Interactive Brokers
IBKR
$38.4B
– –
-20,004
Closed -$323K
IWN icon
731
iShares Russell 2000 Value ETF
IWN
$14.3B
– –
-11,077
Closed -$1.46M
JCI icon
732
Johnson Controls International
JCI
$85.1B
– –
-18,804
Closed -$630K
JD icon
733
JD.com
JD
$43.5B
– –
-5,269
Closed -$206K
KHC icon
734
Kraft Heinz
KHC
$32.8B
– –
-7,198
Closed -$453K
KTOS icon
735
Kratos Defense & Security Solutions
KTOS
$8.23B
– –
-11,044
Closed -$128K
MAR icon
736
Marriott International
MAR
$100B
– –
-3,994
Closed -$506K
MFC icon
737
Manulife Financial
MFC
$73B
– –
-10,033
Closed -$181K
MHF
738
Western Asset Municipal High Income Fund
MHF
$151M
– –
-21,245
Closed -$154K
MKSI icon
739
MKS Inc
MKSI
$17.4B
– –
-3,314
Closed -$320K
MPC icon
740
Marathon Petroleum
MPC
$90.1B
– –
-4,344
Closed -$306K
PPT
741
Franklin Premier Income Trust
PPT
$323M
– –
-34,495
Closed -$180K
PTEU icon
742
Pacer Trendpilot European Index ETF
PTEU
$36.2M
– –
-11,900
Closed -$333K
SAN icon
743
Banco Santander
SAN
$191B
– –
-13,035
Closed -$68K
SIRI icon
744
SiriusXM
SIRI
$11B
– –
-3,138
Closed -$213K
SLRC icon
745
SLR Investment Corp
SLRC
$704M
– –
-14,578
Closed -$298K
STT icon
746
State Street
STT
$48.4B
– –
-2,829
Closed -$264K
ULTA icon
747
Ulta Beauty
ULTA
$21.8B
– –
-2,765
Closed -$646K
WLK icon
748
Westlake Corp
WLK
$9.26B
– –
-2,986
Closed -$322K
WPP icon
749
WPP
WPP
$4.67B
– –
-2,648
Closed -$209K
XOP icon
750
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.54B
– –
-1,466
Closed -$253K
27 28 29
30
31

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Wealth Advisors held 760 positions worth $840M, up 11% from $757M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $42.9M of net new capital in Q3 2018, opening 87 new positions and adding to 332 existing holdings. Its largest new stake was Plymouth Industrial REIT: 96,009 shares worth $1.49M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Fidelity Limited Term Bond ETF, an estimated $3.29M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2018 buy was Plymouth Industrial REIT: 96,009 shares worth $1.49M.
  • B. Riley Wealth Advisors added most to Alibaba in Q3 2018, an estimated $3.29M increase.
  • B. Riley Wealth Advisors's biggest Q3 2018 reduction was Fidelity Limited Term Bond ETF, cutting an estimated $3.29M.
  • B. Riley Wealth Advisors fully exited iShares Russell 2000 Value ETF in Q3 2018, selling an estimated $1.46M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $840M portfolio in Q3 2018.
  • B. Riley Wealth Advisors opened 87 new positions and closed 44 in Q3 2018.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $840M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2018, filed 8 Nov 2018.