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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPK icon
726
Opko Health
OPK
$1.23B
$51K 0.02%
+5,493
New +$48.1K
SFY
727
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$51K 0.02%
4,750
-3,750
-44% -$43.8K
DNN icon
728
Denison Mines
DNN
$2.49B
$49K 0.01%
33,500
+1,500
+5% +$2.11K
NOR
729
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$49K 0.01%
+1,700
New +$44.8K
AEG icon
730
Aegon
AEG
$13.6B
$47K 0.01%
7,474
– –
ODP
731
DELISTED
ODP
ODP
$47K 0.01%
1,128
+190
+20% +$9.15K
EXTR icon
732
Extreme Networks
EXTR
$3.92B
$46K 0.01%
+7,880
New +$50K
CAA
733
DELISTED
CalAtlantic Group, Inc.
CAA
$46K 0.01%
1,100
– –
BRW
734
Saba Capital Income & Opportunities Fund
BRW
$336M
$45K 0.01%
3,921
– –
WEN icon
735
Wendy's
WEN
$1.46B
$45K 0.01%
+4,986
New +$45.7K
SDR
736
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$44K 0.01%
5,973
-1,245
-17% -$10.9K
IO
737
DELISTED
ION Geophysical Corporation
IO
$42K 0.01%
+667
New +$36.5K
EOD
738
Allspring Global Dividend Opportunity Fund
EOD
$275M
$40K 0.01%
+5,114
New +$38.5K
MFV
739
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$40K 0.01%
5,320
+20
+0.4% +$145
PGH
740
DELISTED
Pengrowth Energy Corporation
PGH
$38K 0.01%
6,255
-3,333
-35% -$21.2K
HL icon
741
Hecla Mining
HL
$9.76B
$37K 0.01%
12,141
-4,300
-26% -$14.1K
NRO
742
Neuberger Real Estate Securities Income Fund Inc
NRO
$195M
$35K 0.01%
7,831
-22,778
-74% -$99.2K
AMRN
743
Amarin Corp
AMRN
$293M
$33K 0.01%
923
+110
+14% +$4.09K
NG icon
744
NovaGold Resources
NG
$2.55B
$31K 0.01%
+8,500
New +$29K
ASMB icon
745
Assembly Biosciences
ASMB
$507M
$30K 0.01%
393
-1,384
-78% -$216K
RELV
746
DELISTED
Reliv International Inc
RELV
$28K 0.01%
1,509
– –
PED icon
747
PEDEVCO
PED
$148M
$27K 0.01%
66
+6
+10% +$2.79K
RCG
748
RENN Fund
RCG
$21.3M
$26K 0.01%
15,467
-47,069
-75% -$68.8K
AGIG
749
Abundia Global Impact Group
AGIG
$41.8M
$19K 0.01%
274
-16
-6% -$827
ARNA
750
DELISTED
Arena Pharmaceuticals Inc
ARNA
$14K ﹤0.01%
+1,500
New +$99.5K
28 29
30
31 32

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.