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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
51
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$13M 0.35%
131,896
+64,182
+95% +$5.8M
XLV icon
52
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$13M 0.35%
95,520
+9,629
+11% +$1.25M
CWB icon
53
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
$13M 0.35%
180,405
-84,947
-32% -$5.77M
PEP icon
54
PepsiCo
PEP
$191B
$12.6M 0.34%
73,494
+5,386
+8% +$893K
XLK icon
55
State Street Technology Select Sector SPDR ETF
XLK
$115B
$12.2M 0.33%
127,070
+19,174
+18% +$1.71M
XLE icon
56
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$12.2M 0.33%
291,214
-2,338
-0.8% -$100K
VB icon
57
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$12.2M 0.33%
57,181
-19,467
-25% -$3.75M
VBK icon
58
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
$12M 0.32%
49,526
-16,670
-25% -$3.62M
IEMG icon
59
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$11.9M 0.32%
234,544
-69,531
-23% -$3.37M
COWZ icon
60
Pacer US Cash Cows 100 ETF
COWZ
$18.7B
$11.6M 0.31%
222,037
+21,731
+11% +$1.08M
AMGN icon
61
Amgen
AMGN
$209B
$11.6M 0.31%
40,179
-3,028
-7% -$825K
CAT icon
62
Caterpillar
CAT
$373B
$11.4M 0.31%
38,678
-870
-2% -$226K
IWP icon
63
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$11.4M 0.31%
109,070
-50,178
-32% -$4.76M
VZ icon
64
Verizon
VZ
$193B
$11.3M 0.3%
299,418
-11,357
-4% -$402K
NEE icon
65
NextEra Energy
NEE
$183B
$11.2M 0.3%
184,814
-21,195
-10% -$1.21M
ET icon
66
Energy Transfer Partners
ET
$69.6B
$11.1M 0.3%
801,612
-47,324
-6% -$643K
OIH icon
67
VanEck Oil Services ETF
OIH
$2.01B
$10.7M 0.29%
34,669
+790
+2% +$254K
AMD icon
68
Advanced Micro Devices
AMD
$791B
$10.7M 0.29%
72,348
-3,551
-5% -$419K
BNDX icon
69
Vanguard Total International Bond ETF
BNDX
$82.1B
$10.6M 0.29%
215,168
-72,551
-25% -$3.53M
VTI icon
70
Vanguard Morningstar Total Stock Market ETF
VTI
$657B
$10.1M 0.27%
42,700
-8,129
-16% -$1.8M
BX icon
71
Blackstone
BX
$102B
$10.1M 0.27%
77,303
+559
+0.7% +$60.5K
AEM icon
72
Agnico Eagle Mines
AEM
$76.3B
$10.1M 0.27%
184,254
+1,328
+0.7% +$66.4K
BA icon
73
Boeing
BA
$175B
$10M 0.27%
38,535
-2,557
-6% -$547K
BIL icon
74
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$10M 0.27%
109,846
-89,382
-45% -$8.18M
SH icon
75
ProShares Short S&P500
SH
$913M
$9.85M 0.27%
189,628
-84,875
-31% -$4.75M
1 2
3
4 5

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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.