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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
51
McDonald's
MCD
$191B
$14.3M 0.39%
54,199
-5,935
-10% -$1.69M
LRCX icon
52
Lam Research
LRCX
$373B
$14.3M 0.39%
226,860
+6,880
+3% +$452K
VBK icon
53
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
$14.2M 0.38%
66,196
+12,455
+23% +$2.83M
BOND icon
54
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$13.8M 0.37%
156,696
+57,173
+57% +$5.15M
BNDX icon
55
Vanguard Total International Bond ETF
BNDX
$82.1B
$13.8M 0.37%
287,719
+19,539
+7% +$946K
IBM icon
56
IBM
IBM
$209B
$13.3M 0.36%
94,887
-2,374
-2% -$338K
XLE icon
57
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$13.3M 0.36%
293,552
+1,350
+0.5% +$59.1K
PANW icon
58
Palo Alto Networks
PANW
$265B
$13.1M 0.35%
111,738
+14,460
+15% +$1.71M
PDBC icon
59
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.36B
$13.1M 0.35%
876,046
-369,848
-30% -$5.42M
HON icon
60
Honeywell
HON
$76.7B
$12.9M 0.35%
73,808
+1,406
+2% +$257K
VIG icon
61
Vanguard Dividend Appreciation ETF
VIG
$112B
$12.1M 0.33%
77,306
-50,969
-40% -$8.26M
BSV icon
62
Vanguard Short-Term Bond ETF
BSV
$44.7B
$12M 0.32%
159,022
+2,414
+2% +$182K
ET icon
63
Energy Transfer Partners
ET
$69.6B
$11.9M 0.32%
848,936
+95,032
+13% +$1.26M
NEE icon
64
NextEra Energy
NEE
$183B
$11.8M 0.32%
206,009
+5,168
+3% +$358K
VWO icon
65
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$11.7M 0.32%
298,253
+8,704
+3% +$355K
OIH icon
66
VanEck Oil Services ETF
OIH
$2.01B
$11.7M 0.32%
33,879
+305
+0.9% +$103K
AMGN icon
67
Amgen
AMGN
$209B
$11.6M 0.31%
43,207
-56,581
-57% -$14.1M
PEP icon
68
PepsiCo
PEP
$191B
$11.5M 0.31%
68,108
-12,810
-16% -$2.33M
XLV icon
69
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$11.1M 0.3%
85,891
-5,430
-6% -$721K
CSCO icon
70
Cisco
CSCO
$448B
$11.1M 0.3%
205,566
+15,641
+8% +$844K
PFE icon
71
Pfizer
PFE
$142B
$10.9M 0.29%
327,696
-1,078
-0.3% -$38.1K
CAT icon
72
Caterpillar
CAT
$373B
$10.8M 0.29%
39,548
-67,453
-63% -$18.3M
VTI icon
73
Vanguard Morningstar Total Stock Market ETF
VTI
$657B
$10.8M 0.29%
50,829
-5,584
-10% -$1.24M
BMY icon
74
Bristol-Myers Squibb
BMY
$132B
$10.8M 0.29%
185,863
-261,399
-58% -$16M
USMV icon
75
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$10.2M 0.28%
139,929
+30,772
+28% +$2.29M
1 2
3
4 5

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.