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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL icon
51
Welltower
WELL
$168B
$1.25M 0.33%
20,127
-23,915
-54% -$1.54M
IYE icon
52
iShares US Energy ETF
IYE
$1.91B
$1.25M 0.32%
24,192
-10,122
-29% -$557K
WFC icon
53
Wells Fargo
WFC
$271B
$1.25M 0.32%
24,022
-24,855
-51% -$1.28M
BKLN icon
54
Invesco Senior Loan ETF
BKLN
$6.78B
$1.25M 0.32%
51,260
-66,274
-56% -$1.63M
BA icon
55
Boeing
BA
$166B
$1.22M 0.32%
9,591
-8,969
-48% -$1.13M
CB
56
DELISTED
CHUBB CORPORATION
CB
$1.16M 0.3%
12,712
-11,344
-47% -$1.03M
PFF icon
57
iShares Preferred and Income Securities ETF
PFF
$12.6B
$1.15M 0.3%
29,064
-33,648
-54% -$1.33M
GOOG icon
58
Alphabet (Google) Class C
GOOG
$4.18T
$1.14M 0.3%
35,257
-56,735
-62% -$1.64M
DUK icon
59
Duke Energy
DUK
$91.8B
$1.14M 0.3%
15,203
-17,167
-53% -$1.25M
BP icon
60
BP
BP
$121B
$1.13M 0.29%
30,809
-30,602
-50% -$1.21M
HD icon
61
Home Depot
HD
$305B
$1.13M 0.29%
12,319
-14,018
-53% -$1.2M
POWA icon
62
Invesco Bloomberg Pricing Power ETF
POWA
$167M
$1.13M 0.29%
29,990
-31,010
-51% -$1.18M
RSPM icon
63
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$1.12M 0.29%
66,675
-39,825
-37% -$677K
IGD
64
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$504M
$1.11M 0.29%
118,768
-314,274
-73% -$3.01M
PCI
65
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.11M 0.29%
49,371
-204,285
-81% -$4.71M
NSC icon
66
Norfolk Southern
NSC
$71.9B
$1.11M 0.29%
9,922
– –
XLF icon
67
State Street Financial Select Sector SPDR ETF
XLF
$54.4B
$1.11M 0.29%
54,441
-9,647
-15% -$195K
IXJ icon
68
iShares Global Healthcare ETF
IXJ
$4.2B
$1.1M 0.29%
22,480
-21,600
-49% -$1.03M
FVD icon
69
First Trust Value Line Dividend Fund
FVD
$7.93B
$1.06M 0.28%
47,330
-54,830
-54% -$1.25M
DD
70
DELISTED
Du Pont De Nemours E I
DD
$1.04M 0.27%
15,199
-17,103
-53% -$1.08M
RFG icon
71
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$331M
$1.03M 0.27%
41,970
-36,150
-46% -$897K
PSEC icon
72
Prospect Capital
PSEC
$1.14B
$1.02M 0.26%
102,748
-406,578
-80% -$4.29M
UNP icon
73
Union Pacific
UNP
$169B
$990K 0.26%
9,127
-13,687
-60% -$1.42M
V icon
74
Visa
V
$701B
$955K 0.25%
17,904
-18,872
-51% -$1.01M
XLE icon
75
State Street Energy Select Sector SPDR ETF
XLE
$43.3B
$949K 0.25%
20,950
-21,566
-51% -$1.04M
1 2
3
4 5

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.