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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
51
Bank of America
BAC
$436B
$1.29M 0.39%
75,086
-3,635
-5% -$61.1K
SARA
52
DELISTED
SARATOGA RESOURCES INC
SARA
$1.27M 0.38%
938,281
+640,055
+215% +$769K
LLY icon
53
Eli Lilly
LLY
$1.07T
$1.25M 0.38%
21,306
-5,098
-19% -$285K
DUK icon
54
Duke Energy
DUK
$100B
$1.24M 0.38%
17,454
+1,048
+6% +$73.1K
FDN icon
55
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.92B
$1.24M 0.37%
20,991
+2,827
+16% +$174K
PM icon
56
Philip Morris
PM
$305B
$1.24M 0.37%
15,095
-1,029
-6% -$83.1K
CB
57
DELISTED
CHUBB CORPORATION
CB
$1.23M 0.37%
13,807
+1,258
+10% +$110K
BA icon
58
Boeing
BA
$167B
$1.18M 0.36%
9,404
-321
-3% -$41.8K
PFF icon
59
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.17M 0.35%
30,016
+6,776
+29% +$259K
IBM icon
60
IBM
IBM
$204B
$1.15M 0.35%
6,222
+302
+5% +$53.2K
FBT icon
61
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$1.13M 0.34%
14,779
-440
-3% -$34.3K
FVD icon
62
First Trust Value Line Dividend Fund
FVD
$8.32B
$1.12M 0.34%
51,170
+2,150
+4% +$45.7K
WFC icon
63
Wells Fargo
WFC
$264B
$1.09M 0.33%
21,950
+2,462
+13% +$115K
ARR
64
Armour Residential REIT
ARR
$2.01B
$1.09M 0.33%
6,621
-886
-12% -$149K
POWA icon
65
Invesco Bloomberg Pricing Power ETF
POWA
$177M
$1.08M 0.33%
30,730
+3,320
+12% +$113K
RMBS icon
66
Rambus
RMBS
$10.4B
$1.07M 0.32%
99,697
+22,584
+29% +$212K
GLD icon
67
SPDR Gold Trust
GLD
$132B
$1.05M 0.32%
8,460
-723
-8% -$90.1K
XLE icon
68
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$1.02M 0.31%
22,822
+556
+2% +$24K
CSCO icon
69
Cisco
CSCO
$452B
$1.01M 0.31%
45,253
+7,140
+19% +$158K
MIN
70
Aberdeen Intermediate Income Fund
MIN
$273M
$1M 0.3%
193,089
-12,388
-6% -$65.1K
LKM
71
DELISTED
Link Motion Inc.
LKM
$1M 0.3%
56,758
-18,265
-24% -$323K
V icon
72
Visa
V
$689B
$994K 0.3%
18,412
+3,232
+21% +$180K
IXJ icon
73
iShares Global Healthcare ETF
IXJ
$4.08B
$985K 0.3%
21,640
+10,500
+94% +$469K
HD icon
74
Home Depot
HD
$335B
$973K 0.29%
12,295
+3,484
+40% +$277K
ACG
75
DELISTED
AllianceBernstein Income Fund Inc
ACG
$962K 0.29%
131,027
-31,838
-20% -$235K
1 2
3
4 5

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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.