We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITM icon
701
VanEck Intermediate Muni ETF
ITM
$2.14B
– –
-5,296
Closed -$247K
IWS icon
702
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
– –
-2,795
Closed -$253K
IYF icon
703
iShares US Financials ETF
IYF
$4.65B
– –
-4,346
Closed -$265K
JBHT icon
704
JB Hunt Transport Services
JBHT
$25.9B
– –
-3,096
Closed -$370K
JNK icon
705
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
– –
-3,662
Closed -$397K
JWN
706
DELISTED
Nordstrom
JWN
– –
-4,625
Closed -$278K
LYB icon
707
LyondellBasell Industries
LYB
$19.5B
– –
-2,059
Closed -$213K
MCO icon
708
Moody's
MCO
$83.7B
– –
-2,016
Closed -$337K
MGV icon
709
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.1B
– –
-2,596
Closed -$208K
MIN
710
Aberdeen Intermediate Income Fund
MIN
$275M
– –
-10,172
Closed -$39K
NBIX icon
711
Neurocrine Biosciences
NBIX
$18.2B
– –
-2,935
Closed -$362K
NBR icon
712
Nabors Industries
NBR
$1.17B
– –
-706
Closed -$218K
NCLH icon
713
Norwegian Cruise Line
NCLH
$9.53B
– –
-4,041
Closed -$233K
OLED icon
714
Universal Display
OLED
$3.75B
– –
-1,997
Closed -$236K
OLLI icon
715
Ollie's Bargain Outlet
OLLI
$4.31B
– –
-2,464
Closed -$237K
ORI icon
716
Old Republic International
ORI
$10.9B
– –
-9,950
Closed -$223K
PBR icon
717
Petrobras
PBR
$120B
– –
-11,678
Closed -$142K
PGF icon
718
Invesco Financial Preferred ETF
PGF
$674M
– –
-17,080
Closed -$311K
PSI icon
719
Invesco Semiconductors ETF
PSI
$2.03B
– –
-35,538
Closed -$631K
P
720
Everpure Inc
P
$23B
– –
-10,300
Closed -$268K
PTC icon
721
PTC
PTC
$15.3B
– –
-2,779
Closed -$297K
PXE icon
722
Invesco Energy Exploration & Production ETF
PXE
$87.5M
– –
-13,242
Closed -$364K
R icon
723
Ryder
R
$9.9B
– –
-9,017
Closed -$659K
RNG icon
724
RingCentral
RNG
$4.83B
– –
-4,135
Closed -$385K
ROM icon
725
ProShares Ultra Technology
ROM
$1.01B
– –
-14,032
Closed -$212K
27 28
29
30 31

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.