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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPA icon
701
Copa Holdings
CPA
$5.23B
– –
-72
Closed -$10.3K
CPB icon
702
Campbell Soup
CPB
$6.38B
– –
-1,219
Closed -$55.8K
CPRT icon
703
Copart
CPRT
$28.5B
– –
-21,920
Closed -$98.5K
CPRX
704
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-2,000
Closed -$5.06K
CPRI icon
705
Capri Holdings
CPRI
$1.67B
– –
-405
Closed -$35.9K
CPT icon
706
Camden Property Trust
CPT
$11.7B
– –
-1,041
Closed -$74.1K
CQQQ icon
707
Invesco China Technology ETF
CQQQ
$2.84B
– –
-300
Closed -$10.9K
CRIS icon
708
Curis
CRIS
$2.72M
– –
-2
Closed -$5.58K
CRI icon
709
Carter's
CRI
$1.07B
– –
-832
Closed -$57.3K
CRM icon
710
Salesforce
CRM
$206B
– –
-524
Closed -$30.5K
CROX icon
711
Crocs
CROX
$5.53B
– –
-1,239
Closed -$18.6K
CRUS icon
712
Cirrus Logic
CRUS
$5.91B
– –
-357
Closed -$8.13K
CSD icon
713
Invesco S&P Spin-Off ETF
CSD
$214M
– –
-3,054
Closed -$141K
CSGP icon
714
CoStar Group
CSGP
$12.3B
– –
-30
Closed -$454
CSL icon
715
Carlisle Companies
CSL
$12.6B
– –
-127
Closed -$11K
CSM icon
716
ProShares Large Cap Core Plus
CSM
$517M
– –
-8,052
Closed -$191K
CTAS icon
717
Cintas
CTAS
$79.8B
– –
-636
Closed -$10.1K
CTRA
718
DELISTED
Coterra Energy
CTRA
– –
-4,165
Closed -$142K
CTSH icon
719
Cognizant
CTSH
$27.9B
– –
-178
Closed -$8.68K
CVE icon
720
Cenovus Energy
CVE
$60B
– –
-473
Closed -$15.3K
CVI icon
721
CVR Energy
CVI
$5.33B
– –
-9
Closed -$433
CWB icon
722
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.5B
– –
-26,281
Closed -$707K
CWEN icon
723
Clearway Energy Class C
CWEN
$6.15B
– –
-1,080
Closed -$28.1K
CWI icon
724
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.82B
– –
-462
Closed -$11.4K
CWT icon
725
California Water Service
CWT
$2.97B
– –
-400
Closed -$9.68K
27 28
29
30 31

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.