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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDV icon
701
Gabelli Dividend & Income Trust
GDV
$2.6B
$67K 0.02%
3,201
+30
+0.9% +$615
ERF
702
DELISTED
Enerplus Corporation
ERF
$67K 0.02%
3,377
-10,185
-75% -$190K
ESIO
703
DELISTED
Electro Scientific Industries
ESIO
$67K 0.02%
6,849
– –
UNIS
704
DELISTED
Unilife Corporation
UNIS
$67K 0.02%
1,650
– –
MFIC icon
705
MidCap Financial Investment
MFIC
$806M
$66K 0.02%
+2,633
New +$68K
STLD icon
706
Steel Dynamics
STLD
$36.4B
$66K 0.02%
3,700
-700
-16% -$12.3K
CCEC
707
Capital Clean Energy Carriers
CCEC
$1.3B
$66K 0.02%
866
-239
-22% -$17.5K
RSO
708
DELISTED
Resource Capital Corp.
RSO
$66K 0.02%
2,954
+69
+2% +$1.62K
HYF
709
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$65K 0.02%
30,880
-2,366
-7% -$4.93K
NMM icon
710
Navios Maritime Partners
NMM
$2.21B
$64K 0.02%
220
+4
+2% +$1.1K
CHS
711
DELISTED
Chicos FAS, Inc.
CHS
$62K 0.02%
+3,850
New +$65.3K
ORBK
712
DELISTED
Orbotech Ltd
ORBK
$62K 0.02%
+4,014
New +$56K
WU icon
713
Western Union
WU
$2.57B
$61K 0.02%
3,749
– –
AVNR
714
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$61K 0.02%
16,500
+2,900
+21% +$11.1K
ESNC
715
DELISTED
EnSync Inc
ESNC
$61K 0.02%
+35,000
New +$47.1K
BFK
716
DELISTED
BlackRock Municipal Income Trust
BFK
$60K 0.02%
4,500
– –
NVAX icon
717
Novavax
NVAX
$1.2B
$59K 0.02%
650
– –
EAD
718
Allspring Income Opportunities Fund
EAD
$373M
$58K 0.02%
6,125
– –
PMF
719
DELISTED
PIMCO Municipal Income Fund
PMF
$58K 0.02%
+4,274
New +$56.6K
EWJ icon
720
iShares MSCI Japan ETF
EWJ
$21.2B
$57K 0.02%
1,250
-350
-22% -$16.1K
IAE
721
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$88.2M
$57K 0.02%
4,500
– –
DF
722
DELISTED
Dean Foods Company
DF
$56K 0.02%
3,607
-1,600
-31% -$24.9K
RAD
723
DELISTED
Rite Aid Corporation
RAD
$53K 0.02%
424
-194
-31% -$23.6K
TVIX
724
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
– –
0
– –
EWS icon
725
iShares MSCI Singapore ETF
EWS
$1.04B
$52K 0.02%
1,989
+10
+0.5% +$252
27 28
29
30 31

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.