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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CINF icon
676
Cincinnati Financial
CINF
$26.2B
– –
-1,363
Closed -$65.5K
CL icon
677
Colgate-Palmolive
CL
$69.4B
– –
-3,208
Closed -$219K
CLB icon
678
Core Laboratories
CLB
$525M
– –
-365
Closed -$61K
CLF icon
679
Cleveland-Cliffs
CLF
$6.93B
– –
-2,122
Closed -$31.9K
CLIR icon
680
ClearSign Technologies
CLIR
$24M
– –
-675
Closed -$62K
CLMT icon
681
Calumet Specialty Products
CLMT
$5.1B
– –
-1,488
Closed -$47.3K
CLNE icon
682
Clean Energy Fuels
CLNE
$375M
– –
-683
Closed -$8.01K
CLX icon
683
Clorox
CLX
$10.3B
– –
-1,693
Closed -$155K
CMG icon
684
Chipotle Mexican Grill
CMG
$42.6B
– –
-50
Closed -$380
CMP icon
685
Compass Minerals
CMP
$1B
– –
-200
Closed -$19.1K
CMPR icon
686
Cimpress
CMPR
$1.98B
– –
-1,053
Closed -$42.6K
CMS icon
687
CMS Energy
CMS
$20.7B
– –
-1,725
Closed -$53.7K
CNA icon
688
CNA Financial
CNA
$13B
– –
-8
Closed -$331
CNC icon
689
Centene
CNC
$32.6B
– –
-200
Closed -$3.78K
CNI icon
690
Canadian National Railway
CNI
$72.3B
– –
-1,046
Closed -$68K
CNK icon
691
Cinemark Holdings
CNK
$3.94B
– –
-3,701
Closed -$131K
CNP icon
692
CenterPoint Energy
CNP
$25.2B
– –
-6,336
Closed -$162K
CNQ icon
693
Canadian Natural Resources
CNQ
$103B
– –
-1,014
Closed -$22.5K
CNS icon
694
Cohen & Steers
CNS
$3.69B
– –
-1,911
Closed -$82.9K
CNX icon
695
CNX Resources
CNX
$4.99B
– –
-240
Closed -$9.21K
COF icon
696
Capital One
COF
$125B
– –
-2,222
Closed -$184K
COLM icon
697
Columbia Sportswear
COLM
$2.92B
– –
-126
Closed -$5.21K
COO icon
698
Cooper Companies
COO
$10.4B
– –
-200
Closed -$6.84K
COPX icon
699
Global X Copper Miners ETF NEW
COPX
$7.44B
– –
-5
Closed -$153
COST icon
700
Costco
COST
$396B
– –
-1,303
Closed -$150K
26 27
28
29 30

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.