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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
676
SiriusXM
SIRI
$10.7B
$75K 0.02%
2,348
-62
-3% -$2.19K
CNSL
677
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$75K 0.02%
3,741
– –
BMCH
678
DELISTED
BMC Stock Holdings, Inc
BMCH
$75K 0.02%
+3,710
New +$71.1K
DCIN
679
DELISTED
DIGITAL CINEMA DESTINATIONS CORP CL A COM STK (DE)
DCIN
$75K 0.02%
14,210
+1,460
+11% +$8.25K
CLIR icon
680
ClearSign Technologies
CLIR
$25.5M
$74K 0.02%
675
– –
GT icon
681
Goodyear
GT
$2.12B
$74K 0.02%
+2,851
New +$72.6K
VSH icon
682
Vishay Intertechnology
VSH
$5.02B
$74K 0.02%
5,000
– –
ZVO
683
DELISTED
Zovio Inc. Common Stock
ZVO
$74K 0.02%
+5,000
New +$86.3K
GBDC icon
684
Golub Capital BDC
GBDC
$3.38B
$73K 0.02%
+4,182
New +$76.1K
SNLN
685
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$73K 0.02%
3,677
-7,296
-66% -$146K
SES
686
DELISTED
Synthesis Energy Systems Inc.
SES
$73K 0.02%
583
+369
+172% +$33K
WIN
687
DELISTED
Windstream Holdings Inc
WIN
$73K 0.02%
1,135
+222
+24% +$13.8K
GDP
688
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$73K 0.02%
+4,610
New +$71.6K
TLM
689
DELISTED
TALISMAN ENERGY INC
TLM
$73K 0.02%
+7,355
New +$78.1K
GUT
690
Gabelli Utility Trust
GUT
$573M
$72K 0.02%
10,853
+291
+3% +$1.86K
HPS
691
John Hancock Preferred Income Fund III
HPS
$457M
$72K 0.02%
4,146
– –
AMTG
692
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$72K 0.02%
4,447
-815
-15% -$13.3K
IGA
693
Voya Global Advantage and Premium Opportunity Fund
IGA
$154M
$70K 0.02%
5,843
– –
JTP
694
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$70K 0.02%
8,702
+29
+0.3% +$230
HIX
695
Western Asset High Income Fund II
HIX
$349M
$69K 0.02%
7,356
-100
-1% -$930
TECK icon
696
Teck Resources
TECK
$28.8B
$69K 0.02%
+3,165
New +$73.4K
HCBK
697
DELISTED
HUDSON CITY BANCORP INC
HCBK
$69K 0.02%
7,050
-1,200
-15% -$11.2K
NOG icon
698
Northern Oil and Gas
NOG
$2.16B
$68K 0.02%
463
+45
+11% +$6.51K
DNDN
699
DELISTED
DENDREON CORPORATION
DNDN
$68K 0.02%
22,815
-8,000
-26% -$23.7K
IRR
700
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$68K 0.02%
6,395
+74
+1% +$740
26 27
28
29 30

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.