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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BINC icon
651
BlackRock Flexible Income ETF
BINC
$16.1B
$717K 0.02%
13,726
+8,208
+149% +$417K
IGSB icon
652
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$714K 0.02%
13,927
-3,917
-22% -$197K
DON icon
653
WisdomTree US MidCap Dividend Fund
DON
$4.1B
$710K 0.02%
15,544
-820
-5% -$34.4K
NVT icon
654
nVent Electric
NVT
$26.4B
$707K 0.02%
11,967
+71
+0.6% +$3.76K
VOOG icon
655
Vanguard S&P 500 Growth ETF
VOOG
$27B
$706K 0.02%
15,642
-4,596
-23% -$197K
ROK icon
656
Rockwell Automation
ROK
$49.3B
$704K 0.02%
2,268
-12,327
-84% -$3.45M
SHYG icon
657
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$703K 0.02%
16,656
-3,575
-18% -$147K
PFXF icon
658
VanEck Preferred Securities ex Financials ETF
PFXF
$2.47B
$694K 0.02%
+40,415
New +$669K
TECS icon
659
Direxion Daily Technology Bear 3x ETF
TECS
$57.2M
$693K 0.02%
+701
New +$901K
UBS icon
660
UBS Group
UBS
$176B
$692K 0.02%
22,408
-7,508
-25% -$197K
HAL icon
661
Halliburton
HAL
$26.9B
$691K 0.02%
19,122
-4,849
-20% -$186K
VIS icon
662
Vanguard Industrials ETF
VIS
$8.41B
$689K 0.02%
3,126
-537
-15% -$108K
MANH icon
663
Manhattan Associates
MANH
$11.1B
$687K 0.02%
3,191
-1,177
-27% -$249K
ESGE icon
664
iShares ESG Aware MSCI EM ETF
ESGE
$6.76B
$687K 0.02%
21,415
-6,435
-23% -$198K
BBN icon
665
BlackRock Taxable Municipal Bond Trust
BBN
$982M
$686K 0.02%
42,218
-1,090
-3% -$16.9K
LH icon
666
Labcorp
LH
$25.1B
$686K 0.02%
3,019
-414
-12% -$87K
BNY
667
Bank of New York Mellon
BNY
$107B
$684K 0.02%
13,141
-1,803
-12% -$83K
FPEI icon
668
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$683K 0.02%
38,329
-2,425
-6% -$41.4K
BR icon
669
Broadridge
BR
$19.7B
$683K 0.02%
3,308
-1,469
-31% -$271K
HPE icon
670
Hewlett Packard
HPE
$69.9B
$682K 0.02%
39,844
-9,667
-20% -$158K
RRC icon
671
Range Resources
RRC
$9.28B
$682K 0.02%
+22,394
New +$735K
VDC icon
672
Vanguard Consumer Staples ETF
VDC
$7.95B
$681K 0.02%
3,565
-223
-6% -$40.9K
CBOE icon
673
Cboe Global Markets
CBOE
$30.2B
$680K 0.02%
3,808
+1,362
+56% +$233K
CTVA icon
674
Corteva
CTVA
$51.2B
$678K 0.02%
14,154
-971
-6% -$46.3K
PGRE
675
DELISTED
Paramount Group
PGRE
$677K 0.02%
130,000
-30,000
-19% -$142K
25 26
27
28 29

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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.