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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIK
651
Credit Suisse Asset Management Income Fund
CIK
$134M
$689K 0.02%
197,170
+3,182
+2% +$11.1K
OKE icon
652
Oneok
OKE
$55.6B
$689K 0.02%
11,899
+1,848
+18% +$99.3K
YETI icon
653
Yeti Holdings
YETI
$3.85B
$689K 0.02%
8,032
-1,378
-15% -$133K
RBLX icon
654
Roblox
RBLX
$26.2B
$688K 0.02%
9,045
+1,618
+22% +$133K
BOND icon
655
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.43B
$687K 0.02%
6,213
+77
+1% +$8.59K
NICE icon
656
Nice
NICE
$5.9B
$684K 0.02%
2,407
+224
+10% +$62.1K
MBIO icon
657
Mustang Bio
MBIO
$4.37M
$682K 0.02%
338
+23
+7% +$49.4K
ECC
658
Eagle Point Credit Company
ECC
$506M
$681K 0.02%
49,994
-3,682
-7% -$50K
FSEP icon
659
FT Vest US Equity Buffer ETF September
FSEP
$1.22B
$681K 0.02%
+20,064
New +$689K
VIXY icon
660
ProShares VIX Short-Term Futures ETF
VIXY
$190M
$678K 0.02%
1,485
-38
-2% -$17.4K
VRP icon
661
Invesco Variable Rate Preferred ETF
VRP
$3B
$678K 0.02%
25,835
+6,938
+37% +$183K
BTO
662
John Hancock Financial Opportunities Fund
BTO
$808M
$677K 0.02%
15,916
+2,307
+17% +$93.3K
NTR icon
663
Nutrien
NTR
$31.7B
$677K 0.02%
10,453
+247
+2% +$15.1K
CERN
664
DELISTED
Cerner Corp
CERN
$672K 0.02%
9,511
-300
-3% -$23.2K
CLF icon
665
Cleveland-Cliffs
CLF
$6.4B
$670K 0.02%
33,802
-5,412
-14% -$123K
FTHY
666
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$498M
$669K 0.02%
32,891
-2,124
-6% -$43.3K
EWJ icon
667
iShares MSCI Japan ETF
EWJ
$22B
$659K 0.02%
9,378
+78
+0.8% +$5.4K
ITA icon
668
iShares US Aerospace & Defense ETF
ITA
$14.4B
$657K 0.02%
6,294
-343
-5% -$36.4K
SPIP icon
669
State Street SPDR Portfolio TIPS ETF
SPIP
$999M
$654K 0.02%
21,034
+694
+3% +$21.8K
TSCO icon
670
Tractor Supply
TSCO
$16.8B
$652K 0.02%
16,580
+1,190
+8% +$46.1K
VIOO icon
671
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.22B
$651K 0.02%
6,452
-286
-4% -$28.9K
HYLD
672
DELISTED
High Yield ETF
HYLD
$649K 0.02%
20,243
+1,729
+9% +$55.9K
SIVB
673
DELISTED
SVB Financial Group
SIVB
$649K 0.02%
1,002
-48
-5% -$27.8K
CTXS
674
DELISTED
Citrix Systems Inc
CTXS
$646K 0.02%
5,875
-2,896
-33% -$313K
FLTB icon
675
Fidelity Limited Term Bond ETF
FLTB
$414M
$644K 0.02%
12,320
+1,096
+10% +$57.5K
25 26
27
28 29

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.