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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$840M
AUM Growth
+$83.3M
Cap. Flow
+$42.9M
Cap. Flow %
5.11%
Top 10 Hldgs %
18.36%
Holding
760
New
87
Increased
332
Reduced
276
Closed
44

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$3.29M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.26M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.23M
4
APTS
Preferred Apartment Communities, Inc.
APTS
+$2.21M
5
ECC
Eagle Point Credit Company
ECC
+$1.89M

Top Sells

Rank Stock Value
1
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$3.29M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$1.46M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$725K
4
DO
Diamond Offshore Drilling
DO
+$653K
5
ESV
Ensco Rowan plc
ESV
+$646K

Sector Composition

Rank Sector Weight
1 Technology 10.63%
2 Financials 8%
3 Communication Services 7.35%
4 Healthcare 7.3%
5 Consumer Discretionary 6.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALDX icon
651
Aldeyra Therapeutics
ALDX
$97.1M
$193K 0.02%
+13,940
New +$113K
MHD icon
652
BlackRock MuniHoldings Fund
MHD
$602M
$191K 0.02%
+12,801
New +$198K
CIM
653
Chimera Investment
CIM
$1.06B
$189K 0.02%
+3,456
New +$194K
PBCT
654
DELISTED
People's United Financial Inc
PBCT
$189K 0.02%
10,956
-1,858
-14% -$34K
CLIR icon
655
ClearSign Technologies
CLIR
$25.3M
$187K 0.02%
11,643
-661
-5% -$12.8K
ABR icon
656
Arbor Realty Trust
ABR
$977M
$186K 0.02%
+16,201
New +$187K
MYJ
657
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$183K 0.02%
14,069
+1,878
+15% +$25.3K
ATXI
658
DELISTED
Avenue Therapeutics, Inc. Common Stock
ATXI
$179K 0.02%
56
+2
+4% +$8.21K
CS
659
DELISTED
Credit Suisse Group
CS
$172K 0.02%
11,402
-1,360
-11% -$20.7K
ETJ
660
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$171K 0.02%
17,144
+2,031
+13% +$19.9K
LOAN
661
Manhattan Bridge Capital
LOAN
$48M
$166K 0.02%
+25,849
New +$176K
PFL
662
PIMCO Income Strategy Fund
PFL
$382M
$164K 0.02%
13,799
+1,735
+14% +$21K
FAM
663
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$162K 0.02%
+16,815
New +$165K
FLG
664
Flagstar Bank National Association
FLG
$5.87B
$154K 0.02%
4,938
-2,872
-37% -$94.1K
PNNT
665
Pennant Park Investment Corp
PNNT
$220M
$153K 0.02%
20,428
-31
-0.2% -$233
MIE
666
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$149K 0.02%
14,264
+3,000
+27% +$31.6K
GRX
667
Gabelli Healthcare & Wellness Trust
GRX
$145M
$143K 0.02%
+12,934
New +$138K
PBR icon
668
Petrobras
PBR
$120B
$142K 0.02%
11,678
+564
+5% +$6.25K
JFR icon
669
Nuveen Floating Rate Income Fund
JFR
$1.23B
$139K 0.02%
13,336
-1,922
-13% -$19.9K
RQI icon
670
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$138K 0.02%
11,260
-1,496
-12% -$18.4K
EDF
671
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$165M
$134K 0.02%
+10,250
New +$139K
IAU icon
672
iShares Gold Trust
IAU
$62.8B
$134K 0.02%
5,823
-2,042
-26% -$47.5K
GOGO icon
673
Gogo Inc
GOGO
$525M
$132K 0.02%
25,301
+7,500
+42% +$33.2K
BNY
674
DELISTED
BlackRock New York Municipal Income Trust
BNY
$129K 0.02%
10,597
+48
+0.5% +$599
VIV icon
675
Telefônica Brasil
VIV
$20.4B
$124K 0.01%
12,640
+492
+4% +$5.2K
25 26
27
28 29

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B. Riley Wealth Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Wealth Advisors held 760 positions worth $840M, up 11% from $757M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $42.9M of net new capital in Q3 2018, opening 87 new positions and adding to 332 existing holdings. Its largest new stake was Plymouth Industrial REIT: 96,009 shares worth $1.49M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Fidelity Limited Term Bond ETF, an estimated $3.29M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2018 buy was Plymouth Industrial REIT: 96,009 shares worth $1.49M.
  • B. Riley Wealth Advisors added most to Alibaba in Q3 2018, an estimated $3.29M increase.
  • B. Riley Wealth Advisors's biggest Q3 2018 reduction was Fidelity Limited Term Bond ETF, cutting an estimated $3.29M.
  • B. Riley Wealth Advisors fully exited iShares Russell 2000 Value ETF in Q3 2018, selling an estimated $1.46M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $840M portfolio in Q3 2018.
  • B. Riley Wealth Advisors opened 87 new positions and closed 44 in Q3 2018.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $840M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2018, filed 8 Nov 2018.