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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCS icon
626
Barclays
BCS
$87.8B
$76K 0.01%
10,520
-2,117
-17% -$17.1K
VUZI icon
627
Vuzix
VUZI
$178M
$76K 0.01%
15,800
– –
GOGO icon
628
Gogo Inc
GOGO
$525M
$75K 0.01%
24,801
-500
-2% -$2.5K
SES
629
DELISTED
Synthesis Energy Systems Inc.
SES
$72K 0.01%
11,279
+312
+3% +$3.67K
RIG icon
630
Transocean
RIG
$5.48B
$71K 0.01%
+10,077
New +$103K
GAB icon
631
Gabelli Equity Trust
GAB
$1.73B
$67K 0.01%
+13,253
New +$76K
PRTK
632
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$67K 0.01%
13,000
+1,000
+8% +$7.59K
QTT
633
DELISTED
Qutoutiao Inc. American Depositary Shares
QTT
$66K 0.01%
+1,030
New +$59.8K
NIO icon
634
NIO
NIO
$11.9B
$65K 0.01%
10,160
-4,800
-32% -$33.4K
SENS icon
635
Senseonics Holdings Inc
SENS
$254M
$65K 0.01%
1,240
– –
ASNA
636
DELISTED
Ascena Retail Group, Inc.
ASNA
$63K 0.01%
1,239
– –
GNT
637
GAMCO Natural Resources, Gold & Income Trust
GNT
$138M
$61K 0.01%
+12,190
New +$65.5K
HBM icon
638
Hudbay
HBM
$9.76B
$60K 0.01%
+12,600
New +$59.2K
ATAXZ
639
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$59K 0.01%
10,344
+3
+0% +$17
TGTX icon
640
TG Therapeutics
TGTX
$8.19B
$58K 0.01%
+13,900
New +$69.1K
NHLD
641
DELISTED
National Holdings Corporation
NHLD
$56K 0.01%
20,573
– –
AMZA icon
642
InfraCap MLP ETF
AMZA
$466M
$55K 0.01%
+1,096
New +$69.9K
PTN
643
Palatin Technologies
PTN
$14.4M
$55K 0.01%
62
– –
DMK
644
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$53K 0.01%
332
– –
SVM
645
Silvercorp Metals
SVM
$2.02B
$50K 0.01%
23,628
-4,358
-16% -$9.35K
COCP icon
646
Cocrystal Pharma
COCP
$12M
$46K 0.01%
1,061
– –
DXLG icon
647
Destination XL Group
DXLG
$32.9M
$45K 0.01%
20,290
-2,000
-9% -$5.35K
TK icon
648
Teekay
TK
$996M
$45K 0.01%
13,350
-3,511
-21% -$19.3K
LLEX
649
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$45K 0.01%
32,625
+9,000
+38% +$24.4K
ZN
650
DELISTED
Zion Oil & Gas, Inc.
ZN
$42K 0.01%
+100,000
New +$86.4K
24 25
26
27 28

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.