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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$510M
AUM Growth
+$10.4M
Cap. Flow
-$4.9M
Cap. Flow %
-0.96%
Top 10 Hldgs %
14.88%
Holding
677
New
63
Increased
242
Reduced
275
Closed
62

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.14M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$2.17M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$975K
5
GILD icon
Gilead Sciences
GILD
+$975K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.79M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.35M
3
META icon
Meta Platforms (Facebook)
META
+$2.35M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.18M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.83%
2 Technology 7.46%
3 Financials 6.65%
4 Communication Services 6.55%
5 Consumer Discretionary 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HR icon
626
Healthcare Realty
HR
$7.51B
– –
-7,176
Closed -$233K
HSY icon
627
Hershey
HSY
$37.5B
– –
-2,091
Closed -$239K
IAK icon
628
iShares US Insurance ETF
IAK
$521M
– –
-4,395
Closed -$223K
IFV icon
629
First Trust Dorsey Wright International Focus 5 ETF
IFV
$225M
– –
-12,048
Closed -$200K
IWD icon
630
iShares Russell 1000 Value ETF
IWD
$82.2B
– –
-1,967
Closed -$204K
K
631
DELISTED
Kellanova
K
– –
-3,962
Closed -$304K
KR icon
632
Kroger
KR
$36.6B
– –
-7,274
Closed -$269K
LGND icon
633
Ligand Pharmaceuticals
LGND
$5.99B
– –
-3,765
Closed -$282K
LULU icon
634
lululemon athletica
LULU
$13.7B
– –
-3,300
Closed -$244K
LYG icon
635
Lloyds Banking Group
LYG
$86.5B
– –
-13,439
Closed -$41K
MAA icon
636
Mid-America Apartment Communities
MAA
$15.8B
– –
-3,031
Closed -$324K
MAT icon
637
Mattel
MAT
$4.38B
– –
-6,568
Closed -$206K
MUR icon
638
Murphy Oil
MUR
$5.39B
– –
-6,650
Closed -$212K
NAII icon
639
Natural Alternatives International
NAII
$15.9M
– –
-21,026
Closed -$118K
NAT icon
640
Nordic American Tanker
NAT
$1.36B
– –
-28,182
Closed -$389K
NCLH icon
641
Norwegian Cruise Line
NCLH
$9.23B
– –
-5,135
Closed -$205K
NOBL icon
642
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
– –
-8,378
Closed -$228K
NVR icon
643
NVR
NVR
$17.4B
– –
-124
Closed -$221K
PLAB icon
644
Photronics
PLAB
$1.67B
– –
-12,044
Closed -$109K
RSPF icon
645
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
– –
-14,539
Closed -$433K
SCHD icon
646
Schwab US Dividend Equity ETF
SCHD
$105B
– –
-14,496
Closed -$201K
SCHO icon
647
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
– –
-144,960
Closed -$3.35M
SCHP icon
648
Schwab US TIPS ETF
SCHP
$16.3B
– –
-9,594
Closed -$271K
SCHR
649
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
– –
-9,044
Closed -$254K
SH icon
650
ProShares Short S&P500
SH
$917M
– –
-2,957
Closed -$470K
24 25
26
27 28

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B. Riley Wealth Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Wealth Advisors held 677 positions worth $510M, up 2.1% from $499M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors's Q3 2016 filing shows 63 new, 242 increased, 275 reduced and 62 closed positions. Its largest new stake was Berkshire Hathaway Class B: 35,151 shares worth $5.08M. The largest sale was Eagle Materials, an estimated $3.79M.

By sector, the portfolio is most concentrated in Healthcare at 7.8% of assets, down from 7.9% a quarter earlier, followed by Technology and Financials.

  • B. Riley Wealth Advisors's largest Q3 2016 buy was Berkshire Hathaway Class B: 35,151 shares worth $5.08M.
  • B. Riley Wealth Advisors added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $2.17M increase.
  • B. Riley Wealth Advisors's biggest Q3 2016 reduction was Eagle Materials, cutting an estimated $3.79M.
  • B. Riley Wealth Advisors fully exited Schwab Short-Term US Treasury ETF in Q3 2016, selling an estimated $3.35M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $510M portfolio in Q3 2016.
  • B. Riley Wealth Advisors opened 63 new positions and closed 62 in Q3 2016.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $510M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.