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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$432M
AUM Growth
-$61.5M
Cap. Flow
-$17.9M
Cap. Flow %
-4.14%
Top 10 Hldgs %
15.38%
Holding
647
New
81
Increased
232
Reduced
226
Closed
88

Top Buys

Rank Stock Value
1
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$2.88M
2
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.47M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.99M
4
GNL icon
Global Net Lease
GNL
+$1.21M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.09M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$10.5M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$3.59M
3
AAPL icon
Apple
AAPL
+$1.74M
4
GG
Goldcorp Inc
GG
+$1.52M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.94%
2 Technology 9.14%
3 Healthcare 8.56%
4 Financials 6.22%
5 Consumer Staples 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPAI
626
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-10,885
Closed -$161K
CHK
627
DELISTED
Chesapeake Energy Corporation
CHK
– –
-78
Closed -$71K
JCP
628
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-10,800
Closed -$72K
OPGNW
629
DELISTED
OpGen, Inc. Warrant
OPGNW
$0 ﹤0.01%
50
-49
-49% -$6.33K
CBM
630
DELISTED
Cambrex Corporation
CBM
– –
-7,054
Closed -$333K
LLL
631
DELISTED
L3 Technologies, Inc.
LLL
– –
-1,884
Closed -$226K
AFSI
632
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-8,964
Closed -$276K
ANDV
633
DELISTED
Andeavor
ANDV
– –
-3,529
Closed -$372K
PVCT
634
DELISTED
PROVECTUS BIOPHARMACEUTICALS, INC. (DE)
PVCT
– –
-28,000
Closed -$11K
TWER
635
DELISTED
Towerstream Corporation Common Stock
TWER
– –
-1,910
Closed -$15K
SNDK
636
DELISTED
SANDISK CORP
SNDK
– –
-3,027
Closed -$231K
RVLT
637
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
– –
-3,168
Closed -$26K
BRCM
638
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-4,285
Closed -$249K
SD
639
DELISTED
SANDRIDGE ENERGY, INC.
SD
– –
-10,700
Closed -$3K
FXEN
640
DELISTED
FX ENERGY INC
FXEN
– –
-81,055
Closed -$94K
NHLD
641
DELISTED
National Holdings Corporation
NHLD
– –
-12,372
Closed -$35K
FTR
642
DELISTED
Frontier Communications Corp.
FTR
– –
-4,892
Closed -$343K
LNKD
643
DELISTED
LinkedIn Corporation
LNKD
– –
-1,407
Closed -$317K
HYF
644
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
– –
-13,289
Closed -$24K
GOLD
645
DELISTED
Randgold Resources Ltd
GOLD
– –
-4,630
Closed -$285K
CB
646
DELISTED
CHUBB CORPORATION
CB
– –
-6,747
Closed -$895K
22 23 24 25
26

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B. Riley Wealth Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Wealth Advisors held 647 positions worth $432M, down 12% from $494M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors withdrew a net $17.9M in Q1 2016, closing 88 positions and reducing 226 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $10.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in Global X NASDAQ-100 Covered Call ETF worth $2.95M.

  • B. Riley Wealth Advisors's largest Q1 2016 buy was Global X NASDAQ-100 Covered Call ETF: 131,700 shares worth $2.95M.
  • B. Riley Wealth Advisors added most to Global Net Lease in Q1 2016, an estimated $1.21M increase.
  • B. Riley Wealth Advisors's biggest Q1 2016 reduction was Apple, cutting an estimated $1.74M.
  • B. Riley Wealth Advisors fully exited Meta Platforms (Facebook) in Q1 2016, selling an estimated $10.5M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $432M portfolio in Q1 2016.
  • B. Riley Wealth Advisors opened 81 new positions and closed 88 in Q1 2016.
  • B. Riley Wealth Advisors's portfolio value fell 12% quarter-over-quarter to $432M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2016, filed 16 May 2016.