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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATML
626
DELISTED
ATMEL CORP
ATML
– –
-14,000
Closed -$138K
NGLS
627
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
– –
-9,143
Closed -$354K
HILL
628
DELISTED
DOT HILL SYSTEMS CORP
HILL
– –
-13,460
Closed -$83K
ZU
629
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
– –
-10,000
Closed -$131K
ATL
630
DELISTED
ATLATSA RES CORP RESOURCES CORP (F)
ATL
– –
-10,651
Closed -$2K
WLT
631
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
– –
-78,320
Closed -$18K
KRFT
632
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-5,049
Closed -$431K
LOCM
633
DELISTED
LOCAL CORP COM STK (DE)
LOCM
– –
-40,000
Closed -$4K
WPZ
634
DELISTED
Williams Partners L.P.
WPZ
– –
-8,015
Closed -$389K
TVIX
635
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
– –
-1
Closed -$223K
WLL
636
DELISTED
Whiting Petroleum Corporation
WLL
– –
-33
Closed -$330K
CMO
637
DELISTED
Capstead Mortgage Corp.
CMO
– –
-36,920
Closed -$412K
MRVC
638
DELISTED
MRV Communications Inc
MRVC
– –
-68,007
Closed -$830K
MDVN
639
DELISTED
MEDIVATION, INC.
MDVN
– –
-4,880
Closed -$280K
XLBS
640
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
– –
-6,021
Closed -$238K
VXX
641
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-636
Closed -$205K
CFD
642
DELISTED
Nuveen Diversified Commodity Fnd
CFD
– –
-19,408
Closed -$232K
22 23 24 25
26

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.