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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSBR icon
626
Santander
BSBR
$43.5B
– –
-39,456
Closed -$262K
BSX icon
627
Boston Scientific
BSX
$63.6B
– –
-2,228
Closed -$28.5K
BTI icon
628
British American Tobacco
BTI
$121B
– –
-1,562
Closed -$93K
BTO
629
John Hancock Financial Opportunities Fund
BTO
$757M
– –
-75
Closed -$1.74K
BTT icon
630
BlackRock Municipal 2030 Target Term Trust
BTT
$1.41B
– –
-4,000
Closed -$81.2K
BTZ icon
631
BlackRock Credit Allocation Income Trust
BTZ
$896M
– –
-1,030
Closed -$14.2K
BUD icon
632
AB InBev
BUD
$157B
– –
-1,261
Closed -$145K
BWA icon
633
BorgWarner
BWA
$12.7B
– –
-218
Closed -$12.5K
BWG
634
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$123M
– –
-1,122
Closed -$20.6K
BWX icon
635
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.3B
– –
-666
Closed -$20.3K
BWXT icon
636
BWX Technologies
BWXT
$13.3B
– –
-639
Closed -$14.8K
BXMT icon
637
Blackstone Mortgage Trust
BXMT
$2.24B
– –
-800
Closed -$23.2K
BXMX
638
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-4,021
Closed -$52.7K
BXP icon
639
Boston Properties
BXP
$10.2B
– –
-326
Closed -$38.6K
BYD icon
640
Boyd Gaming
BYD
$5.49B
– –
-2,600
Closed -$31.5K
BYM
641
DELISTED
BlackRock Municipal Income Quality Trust
BYM
– –
-2,000
Closed -$28.2K
BZH icon
642
Beazer Homes USA
BZH
$890M
– –
-1,193
Closed -$25K
CAAS icon
643
China Automotive Systems
CAAS
$154M
– –
-3,800
Closed -$33K
CAG icon
644
Conagra Brands
CAG
$7.29B
– –
-7,450
Closed -$172K
CAH icon
645
Cardinal Health
CAH
$54.1B
– –
-59
Closed -$4.04K
CAKE icon
646
Cheesecake Factory
CAKE
$4.83B
– –
-506
Closed -$23.5K
CAL icon
647
Caleres
CAL
$415M
– –
-249
Closed -$7.12K
CANF
648
Can-Fite BioPharma American Depositary Shares
CANF
$4.8M
– –
0
– -$3.57K
CAR icon
649
Avis
CAR
$4.13B
– –
-2,263
Closed -$135K
CASY icon
650
Casey's General Stores
CASY
$21.8B
– –
-169
Closed -$11.9K
24 25
26
27 28

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.