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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSP
626
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$96K 0.03%
11,589
-4,328
-27% -$35K
TCPC icon
627
BlackRock TCP Capital
TCPC
$276M
$95K 0.03%
5,737
-374
-6% -$6.41K
LUV icon
628
Southwest Airlines
LUV
$22B
$94K 0.03%
+3,995
New +$87.4K
PFL
629
PIMCO Income Strategy Fund
PFL
$382M
$94K 0.03%
8,000
– –
PUI icon
630
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.3M
$94K 0.03%
4,350
+200
+5% +$4.19K
SCU
631
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$94K 0.03%
+686
New +$99K
DNY
632
DELISTED
DONNELLEY R R & SONS CO
DNY
$94K 0.03%
+5,251
New +$94K
FBIO icon
633
Fortress Biotech
FBIO
$114M
$93K 0.03%
3,140
+1,333
+74% +$52K
PBP icon
634
Invesco S&P 500 BuyWrite ETF
PBP
$350M
$92K 0.03%
4,350
-8,744
-67% -$182K
TGTX icon
635
TG Therapeutics
TGTX
$8.21B
$92K 0.03%
+13,347
New +$79K
WG
636
DELISTED
Willbros Group
WG
$92K 0.03%
7,275
– –
PWE
637
DELISTED
Penn West Energy Petroleum Ltd
PWE
$92K 0.03%
11,000
-6,657
-38% -$53.8K
ORI icon
638
Old Republic International
ORI
$10.8B
$91K 0.03%
5,578
+653
+13% +$10.4K
BRCM
639
DELISTED
BROADCOM CORP CL-A
BRCM
$91K 0.03%
2,882
+31
+1% +$933
AWAY
640
DELISTED
HOMEAWAY INC COM
AWAY
$91K 0.03%
+2,420
New +$102K
MRVL icon
641
Marvell Technology
MRVL
$149B
$90K 0.03%
+5,741
New +$87.8K
NEM icon
642
Newmont
NEM
$94.2B
$90K 0.03%
3,860
-4,599
-54% -$109K
UNG icon
643
United States Natural Gas Fund
UNG
$450M
$90K 0.03%
232
-328
-59% -$126K
APTS
644
DELISTED
Preferred Apartment Communities, Inc.
APTS
$89K 0.03%
11,000
– –
ARCC icon
645
Ares Capital
ARCC
$13.6B
$88K 0.03%
5,017
– –
AMH icon
646
American Homes 4 Rent
AMH
$12.1B
$85K 0.03%
+5,082
New +$84.9K
AWF
647
AllianceBernstein Global High Income Fund
AWF
$869M
$85K 0.03%
5,770
-9,315
-62% -$137K
SDRL
648
DELISTED
Seadrill Limited Common Stock
SDRL
$85K 0.03%
+9
New +$88.5K
GXP
649
DELISTED
Great Plains Energy Incorporated
GXP
$85K 0.03%
3,153
– –
IDLV icon
650
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$84K 0.03%
2,631
– –
24 25
26
27 28

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.