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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.25%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$740M
AUM Growth
+$138M
Cap. Flow
+$108M
Cap. Flow %
14.57%
Top 10 Hldgs %
15.71%
Holding
683
New
142
Increased
281
Reduced
201
Closed
43

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$13M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.46M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.32M
4
STEW
SRH Total Return Fund
STEW
+$7M
5
BABA icon
Alibaba
BABA
+$4.61M

Top Sells

Rank Stock Value
1
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$4.55M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$4.49M
3
VZ icon
Verizon
VZ
+$3.89M
4
WFC icon
Wells Fargo
WFC
+$3.8M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.8M

Sector Composition

Rank Sector Weight
1 Technology 8.6%
2 Financials 7.99%
3 Healthcare 7.62%
4 Communication Services 7.32%
5 Consumer Discretionary 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIW
601
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$136K 0.02%
+11,927
New +$135K
VFL
602
DELISTED
abrdn National Municipal Income Fund
VFL
$133K 0.02%
+10,045
New +$134K
GCI
603
DELISTED
Gannett Co., Inc
GCI
$132K 0.02%
11,325
-6,339
-36% -$66.2K
RMTI icon
604
Rockwell Medical
RMTI
$27.6M
$126K 0.02%
195
-78
-29% -$54.9K
FBIO icon
605
Fortress Biotech
FBIO
$109M
$124K 0.02%
2,071
+195
+10% +$11.5K
PNNT
606
Pennant Park Investment Corp
PNNT
$219M
$121K 0.02%
+17,388
New +$129K
MIE
607
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$121K 0.02%
11,723
+248
+2% +$2.43K
TK icon
608
Teekay
TK
$974M
$114K 0.02%
+12,233
New +$106K
KTOS icon
609
Kratos Defense & Security Solutions
KTOS
$9.27B
$113K 0.02%
+10,546
New +$120K
AMD icon
610
Advanced Micro Devices
AMD
$807B
$112K 0.02%
10,875
-7,600
-41% -$88.8K
PHK
611
PIMCO High Income Fund
PHK
$863M
$103K 0.01%
13,702
-132
-1% -$1.01K
GSV
612
DELISTED
Gold Standard Ventures Corp.
GSV
$101K 0.01%
57,346
-42,600
-43% -$65K
ZNGA
613
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$101K 0.01%
+25,146
New +$98.1K
DMK
614
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$99K 0.01%
+321
New +$106K
LLEX
615
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$89K 0.01%
17,300
-10,500
-38% -$50.7K
NCV
616
Virtus Convertible & Income Fund
NCV
$375M
$83K 0.01%
2,942
+2
+0.1% +$56
SNOA icon
617
Sonoma Pharmaceuticals
SNOA
$5.5M
$81K 0.01%
+82
New +$70.2K
VUZI icon
618
Vuzix
VUZI
$193M
$79K 0.01%
+12,500
New +$72.3K
SVM
619
Silvercorp Metals
SVM
$2.16B
$74K 0.01%
28,179
+29
+0.1% +$74
ASNA
620
DELISTED
Ascena Retail Group, Inc.
ASNA
$71K 0.01%
1,485
+426
+40% +$17.9K
OCSL icon
621
Oaktree Specialty Lending
OCSL
$1.04B
$70K 0.01%
+4,733
New +$75.8K
SAN icon
622
Banco Santander
SAN
$200B
$70K 0.01%
+11,032
New +$69.7K
PIR
623
DELISTED
Pier 1 Imports, Inc.
PIR
$68K 0.01%
+809
New +$71.9K
DNN icon
624
Denison Mines
DNN
$2.64B
$66K 0.01%
120,000
+10,000
+9% +$4.92K
DXLG icon
625
Destination XL Group
DXLG
$34.3M
$64K 0.01%
28,716
+1,200
+4% +$2.44K
23 24
25
26 27

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, B. Riley Wealth Advisors held 683 positions worth $740M, up 23% from $602M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $108M of net new capital in Q4 2017, opening 142 new positions and adding to 281 existing holdings. Its largest new stake was Meta Platforms (Facebook): 73,602 shares worth $13M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Voya Global Equity Dividend and Premium Opportunity Fund, an estimated $4.55M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2017 buy was Meta Platforms (Facebook): 73,602 shares worth $13M.
  • B. Riley Wealth Advisors added most to SRH Total Return Fund in Q4 2017, an estimated $7M increase.
  • B. Riley Wealth Advisors's biggest Q4 2017 reduction was Voya Global Equity Dividend and Premium Opportunity Fund, cutting an estimated $4.55M.
  • B. Riley Wealth Advisors fully exited United States Oil Fund in Q4 2017, selling an estimated $737K.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $740M portfolio in Q4 2017.
  • B. Riley Wealth Advisors opened 142 new positions and closed 43 in Q4 2017.
  • B. Riley Wealth Advisors's portfolio value rose 23% quarter-over-quarter to $740M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2017, filed 15 Feb 2018.