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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$510M
AUM Growth
+$10.4M
Cap. Flow
-$4.9M
Cap. Flow %
-0.96%
Top 10 Hldgs %
14.88%
Holding
677
New
63
Increased
242
Reduced
275
Closed
62

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.14M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$2.17M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$975K
5
GILD icon
Gilead Sciences
GILD
+$975K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.79M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.35M
3
META icon
Meta Platforms (Facebook)
META
+$2.35M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.18M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.83%
2 Technology 7.46%
3 Financials 6.65%
4 Communication Services 6.55%
5 Consumer Discretionary 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPLR
601
DELISTED
Xplore Technologies Corp.
XPLR
$40K 0.01%
16,700
– –
MCZ
602
DELISTED
Mad Catz Interactive
MCZ
$40K 0.01%
180,000
– –
AMRN
603
Amarin Corp
AMRN
$293M
$38K 0.01%
588
-400
-40% -$22.4K
DNN icon
604
Denison Mines
DNN
$2.49B
$37K 0.01%
76,800
– –
ARNA
605
DELISTED
Arena Pharmaceuticals Inc
ARNA
$37K 0.01%
2,100
+500
+31% +$8.29K
CVM icon
606
CEL-SCI Corp
CVM
$21M
$31K 0.01%
+132
New +$44.7K
CSBR icon
607
Champions Oncology
CSBR
$76.8M
$21K ﹤0.01%
11,988
– –
VANI icon
608
Vivani Medical
VANI
$113M
$19K ﹤0.01%
2,009
-301
-13% -$26.6K
ZN
609
DELISTED
Zion Oil & Gas, Inc.
ZN
$19K ﹤0.01%
+13,350
New +$18.6K
OPGNW
610
DELISTED
OpGen, Inc. Warrant
OPGNW
$5K ﹤0.01%
99
– –
TEUM
611
DELISTED
Pareteum Corporation
TEUM
$5K ﹤0.01%
+1,112
New +$4.47K
OCLSW
612
DELISTED
Oculus Innovative Sciences, Inc.
OCLSW
$5K ﹤0.01%
18,500
– –
AGIG
613
Abundia Global Impact Group
AGIG
$41.8M
$3K ﹤0.01%
122
– –
KMI.WS
614
DELISTED
Kinder Morgan Inc
KMI.WS
$1K ﹤0.01%
10,889
-995
-8% -$22
AMN icon
615
AMN Healthcare
AMN
$1.35B
– –
-11,792
Closed -$473K
BFAM icon
616
Bright Horizons
BFAM
$4.24B
– –
-3,771
Closed -$251K
BGC icon
617
BGC Group
BGC
$5.73B
– –
-52,218
Closed -$293K
CLX icon
618
Clorox
CLX
$12.1B
– –
-2,051
Closed -$285K
CPB icon
619
Campbell Soup
CPB
$6.8B
– –
-4,029
Closed -$269K
DWX icon
620
State Street SPDR S&P International Dividend ETF
DWX
$527M
– –
-7,263
Closed -$256K
EFO icon
621
ProShares Ultra MSCI EAFE
EFO
$29.5M
– –
-36,126
Closed -$978K
ESS icon
622
Essex Property Trust
ESS
$18.9B
– –
-1,506
Closed -$345K
EXR icon
623
Extra Space Storage
EXR
$32.2B
– –
-3,381
Closed -$313K
GLTR icon
624
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.44B
– –
-8,925
Closed -$348K
GNW icon
625
Genworth Financial
GNW
$3.85B
– –
-30,847
Closed -$80K
23 24
25
26 27

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B. Riley Wealth Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Wealth Advisors held 677 positions worth $510M, up 2.1% from $499M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors's Q3 2016 filing shows 63 new, 242 increased, 275 reduced and 62 closed positions. Its largest new stake was Berkshire Hathaway Class B: 35,151 shares worth $5.08M. The largest sale was Eagle Materials, an estimated $3.79M.

By sector, the portfolio is most concentrated in Healthcare at 7.8% of assets, down from 7.9% a quarter earlier, followed by Technology and Financials.

  • B. Riley Wealth Advisors's largest Q3 2016 buy was Berkshire Hathaway Class B: 35,151 shares worth $5.08M.
  • B. Riley Wealth Advisors added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $2.17M increase.
  • B. Riley Wealth Advisors's biggest Q3 2016 reduction was Eagle Materials, cutting an estimated $3.79M.
  • B. Riley Wealth Advisors fully exited Schwab Short-Term US Treasury ETF in Q3 2016, selling an estimated $3.35M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $510M portfolio in Q3 2016.
  • B. Riley Wealth Advisors opened 63 new positions and closed 62 in Q3 2016.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $510M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.