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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIP icon
601
Brookfield Infrastructure Partners
BIP
$16.4B
– –
-2,797
Closed -$46.3K
BIT icon
602
BlackRock Multi-Sector Income Trust
BIT
$659M
– –
-1,700
Closed -$31.4K
BIV icon
603
Vanguard Intermediate-Term Bond ETF
BIV
$28.4B
– –
-2,346
Closed -$199K
BKE icon
604
Buckle
BKE
$2.06B
– –
-174
Closed -$7.73K
BKF icon
605
iShares MSCI BIC ETF
BKF
$72.2M
– –
-40
Closed -$1.54K
BKH icon
606
Black Hills Corp
BKH
$5.38B
– –
-7,136
Closed -$182K
BKNG icon
607
Booking.com
BKNG
$129B
– –
-3,325
Closed -$160K
BKU icon
608
Bankunited
BKU
$3.17B
– –
-411
Closed -$13.8K
BLDP
609
Ballard Power Systems
BLDP
$633M
– –
-6,225
Closed -$25.6K
BLK icon
610
Blackrock
BLK
$161B
– –
-130
Closed -$41.5K
BLKB icon
611
Blackbaud
BLKB
$2.03B
– –
-1,086
Closed -$38.8K
BME icon
612
BlackRock Health Sciences Trust
BME
$568M
– –
-1,392
Closed -$51.1K
BMO icon
613
Bank of Montreal
BMO
$120B
– –
-951
Closed -$70K
BMRN icon
614
BioMarin Pharmaceuticals
BMRN
$12.5B
– –
-320
Closed -$19.9K
BN icon
615
Brookfield
BN
$82.7B
– –
-3,075
Closed -$31.7K
BND icon
616
Vanguard Total Bond Market
BND
$161B
– –
-138
Closed -$11.3K
BNDX icon
617
Vanguard Total International Bond ETF
BNDX
$82.5B
– –
-100
Closed -$5.14K
BNY
618
DELISTED
BlackRock New York Municipal Income Trust
BNY
– –
-321
Closed -$4.51K
BOND icon
619
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.52B
– –
-68
Closed -$7.4K
BPOP icon
620
Popular Inc
BPOP
$10.3B
– –
-190
Closed -$6.49K
BPT
621
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-800
Closed -$79.2K
BR icon
622
Broadridge
BR
$19.1B
– –
-1,155
Closed -$48.1K
BRC icon
623
Brady Corp
BRC
$3.97B
– –
-300
Closed -$8.96K
BRO icon
624
Brown & Brown
BRO
$22B
– –
-4,424
Closed -$67.9K
BRW
625
Saba Capital Income & Opportunities Fund
BRW
$320M
– –
-3,921
Closed -$45.4K
23 24
25
26 27

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.