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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZO icon
576
AutoZone
AZO
$46.5B
– –
-1
Closed -$556
BAC.PRL icon
577
Bank of America Series L
BAC.PRL
$3.85B
– –
-400
Closed -$235K
BAX icon
578
Baxter International
BAX
$12.2B
– –
-19,794
Closed -$777K
BB icon
579
BlackBerry
BB
$4.48B
– –
-9,620
Closed -$98.5K
BBD icon
580
Banco Bradesco
BBD
$37B
– –
-8,166
Closed -$46.5K
BBDC icon
581
Barings BDC
BBDC
$915M
– –
-4,976
Closed -$141K
BBWI icon
582
Bath & Body Works
BBWI
$3.37B
– –
-393
Closed -$18.7K
BCBP icon
583
BCB Bancorp
BCBP
$149M
– –
-700
Closed -$9.46K
BCE icon
584
BCE
BCE
$21B
– –
-1,270
Closed -$57.6K
BCO icon
585
Brink's
BCO
$4.47B
– –
-88
Closed -$2.49K
BCV
586
Bancroft Fund
BCV
$135M
– –
-1,805
Closed -$36.4K
BDN
587
Brandywine Realty Trust
BDN
$503M
– –
-3,068
Closed -$47.9K
BDX icon
588
Becton Dickinson
BDX
$49.5B
– –
-943
Closed -$109K
BEN icon
589
Franklin Templeton
BEN
$16.6B
– –
-625
Closed -$36.1K
BFK
590
DELISTED
BlackRock Municipal Income Trust
BFK
– –
-2,000
Closed -$27.4K
BG icon
591
Bunge Global
BG
$22.5B
– –
-600
Closed -$45.4K
BGC icon
592
BGC Group
BGC
$5.79B
– –
-11,415
Closed -$54.6K
BGFV
593
DELISTED
Big 5 Sporting Goods
BGFV
– –
-5,000
Closed -$61.4K
BGR icon
594
BlackRock Energy and Resources Trust
BGR
$453M
– –
-6,500
Closed -$175K
BGS icon
595
B&G Foods
BGS
$255M
– –
-16,823
Closed -$258K
BHE icon
596
Benchmark Electronics
BHE
$2.65B
– –
-4,020
Closed -$102K
BHP icon
597
BHP
BHP
$214B
– –
-1,739
Closed -$101K
BHR
598
Braemar Hotels & Resorts
BHR
$124M
– –
-697
Closed -$11.8K
BIDU icon
599
Baidu
BIDU
$30.2B
– –
-898
Closed -$168K
BIO icon
600
Bio-Rad Laboratories Class A
BIO
$10.1B
– –
-76
Closed -$9.1K
22 23
24
25 26

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.