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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGF icon
551
iShares Global Infrastructure ETF
IGF
$10.9B
$914K 0.02%
21,116
-1,435
-6% -$66K
FIW icon
552
First Trust Water ETF
FIW
$1.89B
$912K 0.02%
11,020
-504
-4% -$44.4K
DELL icon
553
Dell
DELL
$277B
$911K 0.02%
13,225
+3,248
+33% +$194K
DG icon
554
Dollar General
DG
$28.2B
$908K 0.02%
8,580
+1,890
+28% +$282K
AROC icon
555
Archrock
AROC
$6.16B
$907K 0.02%
+71,968
New +$862K
SOXX icon
556
iShares Semiconductor ETF
SOXX
$45.5B
$905K 0.02%
5,709
+1,377
+32% +$229K
PFFA icon
557
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.47B
$896K 0.02%
46,347
+3,444
+8% +$67.5K
QTEC icon
558
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.63B
$895K 0.02%
6,160
+442
+8% +$65.7K
BIIB icon
559
Biogen
BIIB
$29.8B
$893K 0.02%
3,475
-347
-9% -$92.8K
DECK icon
560
Deckers Outdoor
DECK
$13.6B
$889K 0.02%
10,380
-4,242
-29% -$380K
ICE icon
561
Intercontinental Exchange
ICE
$85.2B
$889K 0.02%
8,082
+1,959
+32% +$224K
IGSB icon
562
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$889K 0.02%
17,844
-1,654
-8% -$82.8K
FTRI icon
563
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$124M
$889K 0.02%
70,379
+3,963
+6% +$51.4K
WPC icon
564
W.P. Carey
WPC
$16.6B
$888K 0.02%
16,442
-15,416
-48% -$988K
CLX icon
565
Clorox
CLX
$11.9B
$886K 0.02%
6,762
-8,501
-56% -$1.29M
XAR icon
566
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.19B
$884K 0.02%
7,890
-614
-7% -$73.5K
ETR icon
567
Entergy
ETR
$50.4B
$883K 0.02%
19,086
+1,156
+6% +$56.4K
EWX icon
568
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$663M
$879K 0.02%
16,445
-300
-2% -$16.1K
NRG icon
569
NRG Energy
NRG
$29.2B
$877K 0.02%
22,761
+432
+2% +$16.3K
HPE icon
570
Hewlett Packard
HPE
$66.5B
$866K 0.02%
49,511
+4,333
+10% +$74.5K
MANH icon
571
Manhattan Associates
MANH
$10.9B
$863K 0.02%
4,368
+850
+24% +$166K
AN icon
572
AutoNation
AN
$7.12B
$862K 0.02%
5,692
-573
-9% -$91.4K
FDT icon
573
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.29B
$860K 0.02%
17,124
+2,586
+18% +$135K
DJAN icon
574
FT Vest US Equity Deep Buffer ETF January
DJAN
$476M
$860K 0.02%
26,531
-415
-2% -$13.6K
BR icon
575
Broadridge
BR
$18.2B
$859K 0.02%
4,777
+506
+12% +$89.6K
21 22
23
24 25

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BCIM
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PCP
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.