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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$494M
AUM Growth
+$77.6M
Cap. Flow
+$67M
Cap. Flow %
13.57%
Top 10 Hldgs %
16.27%
Holding
645
New
83
Increased
271
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$6.11M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.15M
3
AAPL icon
Apple
AAPL
+$3.97M
4
EXP icon
Eagle Materials
EXP
+$3.69M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.44M

Top Sells

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.01M
2
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.59M
3
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.43M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M
5
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$1.78M

Sector Composition

Rank Sector Weight
1 Miscellaneous 42.59%
2 Healthcare 9.54%
3 Technology 9.22%
4 Communication Services 6.81%
5 Financials 6.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WYY icon
551
WidePoint Corp
WYY
$112M
$31K 0.01%
4,444
+1,222
+38% +$9.84K
GTE icon
552
Gran Tierra Energy
GTE
$389M
$29K 0.01%
1,300
– –
IAG icon
553
IAMGOLD
IAG
$11.2B
$27K 0.01%
18,670
+2,000
+12% +$3.27K
RVLT
554
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$26K 0.01%
3,168
-2,491
-44% -$23K
HYF
555
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$24K ﹤0.01%
13,289
+268
+2% +$485
MNKD icon
556
MannKind Corp
MNKD
$1.14B
$23K ﹤0.01%
3,125
-129,493
-98% -$1.59M
DNN icon
557
Denison Mines
DNN
$2.59B
$21K ﹤0.01%
42,000
+17,000
+68% +$7.14K
OPGNW
558
DELISTED
OpGen, Inc. Warrant
OPGNW
$18K ﹤0.01%
99
+49
+98% +$9.03K
TWER
559
DELISTED
Towerstream Corporation Common Stock
TWER
$15K ﹤0.01%
1,910
+425
+29% +$5.46K
ESNC
560
DELISTED
EnSync Inc
ESNC
$12K ﹤0.01%
29,500
-25,000
-46% -$11.7K
PVCT
561
DELISTED
PROVECTUS BIOPHARMACEUTICALS, INC. (DE)
PVCT
$11K ﹤0.01%
28,000
– –
RELV
562
DELISTED
Reliv International Inc
RELV
$7K ﹤0.01%
1,509
– –
AGIG
563
Abundia Global Impact Group
AGIG
$51.7M
$3K ﹤0.01%
122
-56
-31% -$1.26K
SD
564
DELISTED
SANDRIDGE ENERGY, INC.
SD
$3K ﹤0.01%
10,700
– –
KMI.WS
565
DELISTED
Kinder Morgan Inc
KMI.WS
$1K ﹤0.01%
15,884
-2,999
-16% -$1.43K
ACHC icon
566
Acadia Healthcare
ACHC
$2.55B
– –
-3,646
Closed -$243K
AGZ icon
567
iShares Agency Bond ETF
AGZ
$633M
– –
-21,335
Closed -$2.43M
AMAT icon
568
Applied Materials
AMAT
$334B
– –
-10,653
Closed -$158K
BDJ icon
569
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
– –
-12,642
Closed -$92K
BHC icon
570
Bausch Health
BHC
$2.12B
– –
-3,471
Closed -$621K
BOE icon
571
BlackRock Enhanced Global Dividend Trust
BOE
$676M
– –
-19,758
Closed -$240K
BXMX
572
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-10,591
Closed -$129K
CB icon
573
Chubb
CB
$132B
– –
-5,999
Closed -$622K
CHY
574
Calamos Convertible and High Income Fund
CHY
$967M
– –
-10,352
Closed -$113K
COR icon
575
Cencora
COR
$61.7B
– –
-7,275
Closed -$691K
21 22
23
24 25

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B. Riley Wealth Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, B. Riley Wealth Advisors held 645 positions worth $494M, up 19% from $416M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $67M of net new capital in Q4 2015, opening 83 new positions and adding to 271 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, up from 39% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.59M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2015 buy was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.
  • B. Riley Wealth Advisors added most to Vanguard Total International Bond ETF in Q4 2015, an estimated $6.11M increase.
  • B. Riley Wealth Advisors's biggest Q4 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.59M.
  • B. Riley Wealth Advisors fully exited VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return in Q4 2015, selling an estimated $3.01M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $494M portfolio in Q4 2015.
  • B. Riley Wealth Advisors opened 83 new positions and closed 80 in Q4 2015.
  • B. Riley Wealth Advisors's portfolio value rose 19% quarter-over-quarter to $494M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.