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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
551
Applied Materials
AMAT
$347B
$123K 0.04%
6,006
+606
+11% +$11.1K
PID icon
552
Invesco International Dividend Achievers ETF
PID
$936M
$123K 0.04%
6,750
– –
EEP
553
DELISTED
Enbridge Energy Partners
EEP
$123K 0.04%
4,488
+286
+7% +$8K
RFMD
554
DELISTED
RF MICRO DEVICES INC
RFMD
$123K 0.04%
15,593
-2,290
-13% -$14.1K
VE
555
DELISTED
VEOLIA ENVIRONNEMENT
VE
$123K 0.04%
6,162
-355
-5% -$6.26K
CPN
556
DELISTED
Calpine Corporation
CPN
$122K 0.04%
5,850
+1,650
+39% +$32.4K
HCF
557
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$122K 0.04%
11,038
– –
DNL icon
558
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$471M
$121K 0.04%
4,704
-116
-2% -$2.88K
NOW icon
559
ServiceNow
NOW
$120B
$121K 0.04%
+10,090
New +$128K
SFL icon
560
SFL Corp
SFL
$1.61B
$121K 0.04%
6,737
+181
+3% +$3.13K
TTC icon
561
Toro Company
TTC
$8.79B
$120K 0.04%
+3,806
New +$122K
NVDQ
562
DELISTED
Novadaq Technologies Inc.
NVDQ
$120K 0.04%
5,375
-4,075
-43% -$80.9K
CIM
563
Chimera Investment
CIM
$1.06B
$119K 0.04%
2,593
+16
+0.6% +$745
DFP
564
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$424M
$119K 0.04%
5,500
-1,000
-15% -$21.4K
ILF icon
565
iShares Latin America 40 ETF
ILF
$3.73B
$119K 0.04%
3,260
-440
-12% -$15K
SIGA icon
566
SIGA Technologies
SIGA
$240M
$119K 0.04%
38,425
-2,500
-6% -$8.28K
APO icon
567
Apollo Global Management
APO
$69B
$118K 0.04%
3,700
– –
E icon
568
ENI
E
$78.1B
$118K 0.04%
2,344
+94
+4% +$4.45K
GEL icon
569
Genesis Energy
GEL
$1.82B
$118K 0.04%
+2,175
New +$117K
OXSQ icon
570
Oxford Square Capital
OXSQ
$150M
$118K 0.04%
12,023
-3,626
-23% -$37.1K
NGLS
571
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$118K 0.04%
+2,095
New +$111K
BDJ icon
572
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$117K 0.04%
14,720
-3,486
-19% -$27.3K
RFI
573
Cohen & Steers Total Return Realty Fund
RFI
$312M
$117K 0.04%
9,100
-500
-5% -$6.25K
FAB icon
574
First Trust Multi Cap Value AlphaDEX Fund
FAB
$165M
$115K 0.03%
+2,510
New +$111K
SWY
575
DELISTED
SAFEWAY INC
SWY
$115K 0.03%
3,491
-4,468
-56% -$139K
21 22
23
24 25

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.