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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FITB
526
Fifth Third Bancorp
FITB
$51.6B
$1M 0.03%
28,747
+652
+2% +$18.1K
JKHY icon
527
Jack Henry & Associates
JKHY
$11.1B
$1M 0.03%
6,120
-2,337
-28% -$358K
WBD icon
528
Warner Bros
WBD
$65.4B
$999K 0.03%
87,746
-10,660
-11% -$115K
FDVV icon
529
Fidelity High Dividend ETF
FDVV
$10.2B
$997K 0.03%
23,570
+6,803
+41% +$270K
DG icon
530
Dollar General
DG
$28.2B
$987K 0.03%
7,263
-1,317
-15% -$160K
QTEC icon
531
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.63B
$985K 0.03%
5,615
-545
-9% -$84.9K
FMB icon
532
First Trust Managed Municipal ETF
FMB
$2.05B
$984K 0.03%
19,046
-58
-0.3% -$2.88K
XYZ
533
Block Inc
XYZ
$48.9B
$982K 0.03%
12,695
-1,132
-8% -$64K
WES icon
534
Western Midstream Partners
WES
$19.3B
$982K 0.03%
33,555
-554
-2% -$15.5K
SRLN icon
535
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$981K 0.03%
23,390
+7,189
+44% +$299K
HPF
536
John Hancock Preferred Income Fund II
HPF
$344M
$979K 0.03%
62,045
-5,768
-9% -$84.1K
GOVT icon
537
iShares US Treasury Bond ETF
GOVT
$43.5B
$972K 0.03%
42,166
-41,518
-50% -$924K
GM icon
538
General Motors
GM
$76.9B
$971K 0.03%
27,033
-9,460
-26% -$293K
FIW icon
539
First Trust Water ETF
FIW
$1.89B
$966K 0.03%
10,188
-832
-8% -$71.3K
GCC icon
540
WisdomTree Enhanced Commodity Strategy Fund
GCC
$269M
$962K 0.03%
56,839
+19,307
+51% +$337K
IGHG icon
541
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$960K 0.03%
12,738
-85
-0.7% -$6.35K
RPM icon
542
RPM International
RPM
$14.2B
$954K 0.03%
8,549
-244
-3% -$24.6K
PFFA icon
543
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.47B
$950K 0.03%
45,875
-472
-1% -$9.07K
DHI icon
544
D.R. Horton
DHI
$41B
$949K 0.03%
6,243
-1,296
-17% -$160K
DOV icon
545
Dover
DOV
$27.7B
$949K 0.03%
6,167
-470
-7% -$65.8K
NRG icon
546
NRG Energy
NRG
$29.2B
$948K 0.03%
18,340
-4,421
-19% -$200K
RILY icon
547
BRC Group Holdings
RILY
$301M
$946K 0.03%
45,050
+22,219
+97% +$650K
LYB icon
548
LyondellBasell Industries
LYB
$19.6B
$945K 0.03%
9,934
-166
-2% -$15.5K
BIZD icon
549
VanEck BDC Income ETF
BIZD
$1.62B
$942K 0.03%
58,744
-12,841
-18% -$201K
IYK icon
550
iShares US Consumer Staples ETF
IYK
$1.41B
$941K 0.03%
14,727
-13,146
-47% -$818K
20 21
22
23 24

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BCIM
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EAM
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.