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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
526
DELISTED
Walgreens Boots Alliance
WBA
$969K 0.03%
20,586
+9,173
+80% +$442K
CPAY icon
527
Corpay
CPAY
$25.2B
$966K 0.03%
3,723
+187
+5% +$48.4K
PLUG icon
528
Plug Power
PLUG
$2.9B
$965K 0.03%
37,595
-3,970
-10% -$106K
ETY icon
529
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.32B
$964K 0.03%
69,035
+3,800
+6% +$54.5K
BYND icon
530
Beyond Meat
BYND
$316M
$962K 0.03%
9,136
-6,365
-41% -$779K
OCSL icon
531
Oaktree Specialty Lending
OCSL
$1.05B
$961K 0.03%
45,337
+5,442
+14% +$115K
RCL icon
532
Royal Caribbean
RCL
$86.7B
$961K 0.03%
10,800
-224
-2% -$18.1K
DGT icon
533
State Street SPDR Global Dow ETF
DGT
$617M
$955K 0.03%
8,751
-10
-0.1% -$1.11K
NXJ
534
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$949K 0.03%
61,441
+9,285
+18% +$145K
IJJ icon
535
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.91B
$947K 0.03%
9,183
-171
-2% -$18K
QQQJ icon
536
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.13B
$942K 0.03%
28,493
+8,335
+41% +$284K
REGN icon
537
Regeneron Pharmaceuticals
REGN
$78.2B
$940K 0.03%
1,554
+1,088
+233% +$675K
NMZ icon
538
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$939K 0.03%
63,571
+672
+1% +$10.3K
AJG icon
539
Arthur J. Gallagher & Co
AJG
$63.7B
$937K 0.03%
6,307
+1,555
+33% +$222K
NUE icon
540
Nucor
NUE
$59.5B
$935K 0.03%
9,484
+1,360
+17% +$145K
SHYG icon
541
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
$935K 0.03%
20,447
-6,320
-24% -$289K
BIZD icon
542
VanEck BDC Income ETF
BIZD
$1.62B
$933K 0.03%
54,395
+4,333
+9% +$74.1K
EVV
543
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$933K 0.03%
70,768
+27,691
+64% +$368K
MTN icon
544
Vail Resorts
MTN
$5.32B
$931K 0.03%
2,785
+7
+0.3% +$2.16K
ALGN icon
545
Align Technology
ALGN
$12.4B
$929K 0.03%
1,396
+471
+51% +$320K
GPN icon
546
Global Payments
GPN
$23.6B
$929K 0.03%
5,859
+1,035
+21% +$180K
FRA icon
547
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$926K 0.03%
69,657
+18,208
+35% +$243K
CAH icon
548
Cardinal Health
CAH
$55.2B
$922K 0.03%
18,636
+1,212
+7% +$65.7K
DRUP icon
549
GraniteShares Nasdaq Select Disruptors ETF
DRUP
$49.8M
$910K 0.03%
22,233
+6,634
+43% +$281K
ROKU icon
550
Roku
ROKU
$21.6B
$910K 0.03%
2,901
+193
+7% +$72.7K
20 21
22
23 24

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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.