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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$501M
AUM Growth
+$9.4M
Cap. Flow
-$14.6M
Cap. Flow %
-2.92%
Top 10 Hldgs %
16.89%
Holding
589
New
52
Increased
190
Reduced
256
Closed
71

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.68M
2
NOV icon
NOV
NOV
+$1.27M
3
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$902K
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$899K
5
SSO icon
ProShares Ultra S&P500
SSO
+$881K

Top Sells

Rank Stock Value
1
STRP
Straight Path Communications Inc.
STRP
+$3.21M
2
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.84M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.16M
4
BVN icon
Compañía de Minas Buenaventura
BVN
+$1.49M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.49M

Sector Composition

Rank Sector Weight
1 Miscellaneous 40.87%
2 Healthcare 9.34%
3 Technology 8.49%
4 Financials 8.4%
5 Communication Services 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DB icon
526
Deutsche Bank
DB
$73B
– –
-11,570
Closed -$187K
DHF
527
BNY Mellon High Yield Strategies Fund
DHF
$165M
– –
-17,351
Closed -$59K
DHY
528
UBS Asset Management High Yield Credit Fund
DHY
$227M
– –
-11,000
Closed -$30K
DLTR icon
529
Dollar Tree
DLTR
$21.4B
– –
-3,580
Closed -$278K
ECC
530
Eagle Point Credit Company
ECC
$485M
– –
-22,147
Closed -$371K
EEMV icon
531
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.61B
– –
-6,857
Closed -$336K
EFAV icon
532
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.45B
– –
-24,256
Closed -$1.49M
ETJ
533
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$551M
– –
-22,690
Closed -$204K
EXG icon
534
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.94B
– –
-15,616
Closed -$126K
FAX
535
abrdn Asia-Pacific Income Fund
FAX
$571M
– –
-2,100
Closed -$59K
FSTA icon
536
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.39B
– –
-12,323
Closed -$385K
GNT
537
GAMCO Natural Resources, Gold & Income Trust
GNT
$153M
– –
-19,178
Closed -$128K
GRPN icon
538
Groupon
GRPN
$791M
– –
-798
Closed -$54K
GSBD icon
539
Goldman Sachs BDC
GSBD
$1.1B
– –
-16,904
Closed -$398K
HQL
540
abrdn Life Sciences Investors
HQL
$594M
– –
-12,579
Closed -$214K
HWM icon
541
Howmet Aerospace
HWM
$90.8B
– –
-13,408
Closed -$192K
IGA
542
Voya Global Advantage and Premium Opportunity Fund
IGA
$164M
– –
-16,878
Closed -$166K
BRSL
543
Brightstar Lottery PLC
BRSL
$1.96B
– –
-8,472
Closed -$217K
IWN icon
544
iShares Russell 2000 Value ETF
IWN
$14.2B
– –
-3,335
Closed -$398K
KR icon
545
Kroger
KR
$36.6B
– –
-7,129
Closed -$247K
MDY icon
546
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26B
– –
-1,000
Closed -$302K
MET icon
547
MetLife
MET
$62.2B
– –
-4,634
Closed -$225K
MNST icon
548
Monster Beverage
MNST
$87.6B
– –
-27,100
Closed -$301K
NAT icon
549
Nordic American Tanker
NAT
$1.72B
– –
-12,638
Closed -$106K
NCZ
550
Virtus Convertible & Income Fund II
NCZ
$283M
– –
-13,263
Closed -$303K
20 21
22
23 24

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B. Riley Wealth Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, B. Riley Wealth Advisors held 589 positions worth $501M, up 1.9% from $492M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q1 2017 filing shows 52 new, 190 increased, 256 reduced and 71 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 52,777 shares worth $2.69M. The largest sale was Straight Path Communications Inc., an estimated $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 41% of assets, up from 40% a quarter earlier, followed by Healthcare and Technology.

  • B. Riley Wealth Advisors's largest Q1 2017 buy was iShares Floating Rate Bond ETF: 52,777 shares worth $2.69M.
  • B. Riley Wealth Advisors added most to NOV in Q1 2017, an estimated $1.27M increase.
  • B. Riley Wealth Advisors's biggest Q1 2017 reduction was Straight Path Communications Inc., cutting an estimated $3.21M.
  • B. Riley Wealth Advisors fully exited iShares Agency Bond ETF in Q1 2017, selling an estimated $2.84M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $501M portfolio in Q1 2017.
  • B. Riley Wealth Advisors opened 52 new positions and closed 71 in Q1 2017.
  • B. Riley Wealth Advisors's portfolio value rose 1.9% quarter-over-quarter to $501M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2017, filed 15 May 2017.