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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$510M
AUM Growth
+$10.4M
Cap. Flow
-$4.9M
Cap. Flow %
-0.96%
Top 10 Hldgs %
14.88%
Holding
677
New
63
Increased
242
Reduced
275
Closed
62

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.14M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$2.17M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$975K
5
GILD icon
Gilead Sciences
GILD
+$975K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.79M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.35M
3
META icon
Meta Platforms (Facebook)
META
+$2.35M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.18M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.83%
2 Technology 7.46%
3 Financials 6.65%
4 Communication Services 6.55%
5 Consumer Discretionary 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKNG icon
526
Booking.com
BKNG
$153B
$207K 0.04%
3,500
-5,000
-59% -$279K
BTI icon
527
British American Tobacco
BTI
$134B
$207K 0.04%
3,230
+128
+4% +$8.12K
BRSL
528
Brightstar Lottery PLC
BRSL
$1.94B
$207K 0.04%
+8,472
New +$187K
PBCT
529
DELISTED
People's United Financial Inc
PBCT
$207K 0.04%
23,194
-193
-0.8% -$3K
DNKN
530
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$207K 0.04%
+3,961
New +$188K
RY icon
531
Royal Bank of Canada
RY
$294B
$206K 0.04%
3,319
-178
-5% -$10.9K
DES icon
532
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$205K 0.04%
8,172
-1,830
-18% -$45.4K
MNR
533
DELISTED
Monmouth Real Estate Investment Corp
MNR
$204K 0.04%
14,242
+1,724
+14% +$24K
VOT icon
534
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$203K 0.04%
1,908
-58
-3% -$6.14K
FRC
535
DELISTED
First Republic Bank
FRC
$203K 0.04%
+2,618
New +$193K
HAS icon
536
Hasbro
HAS
$13.4B
$202K 0.04%
2,544
+137
+6% +$11.1K
NSL
537
DELISTED
NUVEEN SENIOR INCM FD
NSL
$199K 0.04%
30,293
+5,764
+23% +$36K
XXII
538
22nd Century Group
XXII
$1.36M
– –
0
– –
GSV
539
DELISTED
Gold Standard Ventures Corp.
GSV
$193K 0.04%
127,606
+42,906
+51% +$93.1K
TACO
540
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$191K 0.04%
16,000
-4,000
-20% -$42.7K
GNT
541
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
$185K 0.04%
23,918
-13,080
-35% -$102K
ETJ
542
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$561M
$184K 0.04%
19,479
+902
+5% +$8.76K
IIM icon
543
Invesco Value Municipal Income Trust
IIM
$589M
$183K 0.04%
+11,133
New +$190K
FSK icon
544
FS KKR Capital
FSK
$3.07B
$182K 0.04%
4,796
-1,799
-27% -$68.2K
EMBJ
545
Embraer S.A. ADS
EMBJ
$12.2B
$181K 0.04%
+20,570
New +$395K
RPAI
546
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$179K 0.04%
10,599
-199
-2% -$3.39K
MPT
547
Medical Properties Trust
MPT
$2.86B
$178K 0.03%
11,941
+646
+6% +$9.78K
TWO
548
Two Harbors Investment
TWO
$1.27B
$178K 0.03%
2,584
+470
+22% +$33.1K
CS
549
DELISTED
Credit Suisse Group
CS
$174K 0.03%
23,700
-3,432
-13% -$41.5K
P
550
DELISTED
Pandora Media Inc
P
$171K 0.03%
+11,867
New +$160K
20 21
22
23 24

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B. Riley Wealth Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Wealth Advisors held 677 positions worth $510M, up 2.1% from $499M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors's Q3 2016 filing shows 63 new, 242 increased, 275 reduced and 62 closed positions. Its largest new stake was Berkshire Hathaway Class B: 35,151 shares worth $5.08M. The largest sale was Eagle Materials, an estimated $3.79M.

By sector, the portfolio is most concentrated in Healthcare at 7.8% of assets, down from 7.9% a quarter earlier, followed by Technology and Financials.

  • B. Riley Wealth Advisors's largest Q3 2016 buy was Berkshire Hathaway Class B: 35,151 shares worth $5.08M.
  • B. Riley Wealth Advisors added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $2.17M increase.
  • B. Riley Wealth Advisors's biggest Q3 2016 reduction was Eagle Materials, cutting an estimated $3.79M.
  • B. Riley Wealth Advisors fully exited Schwab Short-Term US Treasury ETF in Q3 2016, selling an estimated $3.35M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $510M portfolio in Q3 2016.
  • B. Riley Wealth Advisors opened 63 new positions and closed 62 in Q3 2016.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $510M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.