BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $2.06B
This Quarter Return
+4.45%
1 Year Return
–
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$494M
AUM Growth
+$77.6M
Cap. Flow
+$67.2M
Cap. Flow %
13.61%
Top 10 Hldgs %
16.27%
Holding
645
New
83
Increased
271
Reduced
192
Closed
80

Top Buys

1
BNDX icon
Vanguard Total International Bond ETF
BNDX
$6.1M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
$5.12M
3
AAPL icon
Apple
AAPL
$3.65M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$3.37M
5
EXP icon
Eagle Materials
EXP
$3.35M

Top Sells

1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
$3.01M
2
MPVD
Mountain Province Diamonds Inc.
MPVD
$2.57M
3
AGZ icon
iShares Agency Bond ETF
AGZ
$2.43M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$2.03M
5
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
$1.78M

Sector Composition

1 Healthcare 9.11%
2 Technology 8.93%
3 Communication Services 6.74%
4 Financials 6.13%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LINE
526
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$81K 0.02%
62,248
+20,560
+49% +$26.8K
ADAM
527
Adamas Trust, Inc. Common Stock
ADAM
$666M
$77K 0.02%
3,583
-354
-9% -$7.61K
PTN
528
DELISTED
Palatin Technologies
PTN
$77K 0.02%
4,600
– –
JCP
529
DELISTED
J.C. Penney Company, Inc.
JCP
$72K 0.01%
+10,800
New +$72K
FIG
530
DELISTED
Fortress Investment Group Llc
FIG
$72K 0.01%
14,100
– –
CHK
531
DELISTED
Chesapeake Energy Corporation
CHK
$71K 0.01%
78
+18
+30% +$16.4K
DHF
532
BNY Mellon High Yield Strategies Fund
DHF
$190M
$68K 0.01%
21,937
-4,665
-18% -$14.5K
FBIO icon
533
Fortress Biotech
FBIO
$84.5M
$68K 0.01%
1,607
+400
+33% +$16.9K
DHY
534
Credit Suisse High Yield Bond Fund
DHY
$218M
$60K 0.01%
+26,000
New +$60K
MCZ
535
DELISTED
Mad Catz Interactive
MCZ
$60K 0.01%
150,000
– –
AMD icon
536
Advanced Micro Devices
AMD
$263B
$59K 0.01%
20,452
– –
KTOS icon
537
Kratos Defense & Security Solutions
KTOS
$10.7B
$58K 0.01%
14,039
+3,173
+29% +$13.1K
NEPT
538
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$56K 0.01%
37
– –
CLIR icon
539
ClearSign Technologies
CLIR
$30.5M
$50K 0.01%
+10,297
New +$50K
LYG icon
540
Lloyds Banking Group
LYG
$64.9B
$50K 0.01%
+10,946
New +$50K
S
541
DELISTED
Sprint Corporation
S
$50K 0.01%
13,650
-1,600
-10% -$5.86K
AVP
542
DELISTED
Avon Products, Inc.
AVP
$50K 0.01%
+12,192
New +$50K
LKM
543
DELISTED
Link Motion Inc.
LKM
$48K 0.01%
12,925
-13,100
-50% -$48.7K
LLEX
544
DELISTED
LILIS ENERGY, INC COM STK
LLEX
$45K 0.01%
221,300
+80,186
+57% +$16.3K
PBR.A icon
545
Petrobras Class A
PBR.A
$73.6B
$44K 0.01%
12,519
-5,183
-29% -$18.2K
ZNGA
546
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$43K 0.01%
15,800
– –
GSV
547
DELISTED
Gold Standard Ventures Corp.
GSV
$41K 0.01%
59,200
+24,600
+71% +$17K
AMRN
548
Amarin Corp
AMRN
$311M
$38K 0.01%
988
– –
NHLD
549
DELISTED
National Holdings Corporation
NHLD
$35K 0.01%
12,372
+966
+8% +$2.73K
ARNA
550
DELISTED
Arena Pharmaceuticals Inc
ARNA
$33K 0.01%
1,700
-20
-1% -$388
20 21
22
23 24