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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$494M
AUM Growth
+$77.6M
Cap. Flow
+$67M
Cap. Flow %
13.57%
Top 10 Hldgs %
16.27%
Holding
645
New
83
Increased
271
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$6.11M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.15M
3
AAPL icon
Apple
AAPL
+$3.97M
4
EXP icon
Eagle Materials
EXP
+$3.69M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.44M

Top Sells

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.01M
2
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.59M
3
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.43M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M
5
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$1.78M

Sector Composition

Rank Sector Weight
1 Healthcare 9.11%
2 Technology 8.93%
3 Communication Services 6.74%
4 Financials 6.13%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LINE
526
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$81K 0.02%
62,248
+20,560
+49% +$45.8K
ADAM
527
Adamas Trust
ADAM
$783M
$77K 0.02%
3,583
-354
-9% -$8K
PTN
528
Palatin Technologies
PTN
$14.1M
$77K 0.02%
92
– –
JCP
529
DELISTED
J.C. Penney Company, Inc.
JCP
$72K 0.01%
+10,800
New +$90.1K
FIG
530
DELISTED
Fortress Investment Group Llc
FIG
$72K 0.01%
14,100
– –
CHK
531
DELISTED
Chesapeake Energy Corporation
CHK
$71K 0.01%
78
+18
+30% +$22.4K
DHF
532
BNY Mellon High Yield Strategies Fund
DHF
$171M
$68K 0.01%
21,937
-4,665
-18% -$14.5K
FBIO icon
533
Fortress Biotech
FBIO
$112M
$68K 0.01%
1,607
+400
+33% +$16.8K
DHY
534
Credit Suisse High Yield Credit Fund
DHY
$240M
$60K 0.01%
+26,000
New +$60.3K
MCZ
535
DELISTED
Mad Catz Interactive
MCZ
$60K 0.01%
150,000
– –
AMD icon
536
Advanced Micro Devices
AMD
$715B
$59K 0.01%
20,452
– –
KTOS icon
537
Kratos Defense & Security Solutions
KTOS
$8.55B
$58K 0.01%
14,039
+3,173
+29% +$14K
NEPT
538
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$56K 0.01%
37
– –
CLIR icon
539
ClearSign Technologies
CLIR
$24.3M
$50K 0.01%
+1,030
New +$54.7K
LYG icon
540
Lloyds Banking Group
LYG
$85.8B
$50K 0.01%
+10,946
New +$49.6K
S
541
DELISTED
Sprint Corporation
S
$50K 0.01%
13,650
-1,600
-10% -$6.57K
AVP
542
DELISTED
Avon Products, Inc.
AVP
$50K 0.01%
+12,192
New +$44.8K
LKM
543
DELISTED
Link Motion Inc.
LKM
$48K 0.01%
12,925
-13,100
-50% -$48.6K
LLEX
544
DELISTED
LILIS ENERGY, INC COM STK
LLEX
$45K 0.01%
221,300
+80,186
+57% +$26.8K
PBR.A icon
545
Petrobras Class A
PBR.A
$106B
$44K 0.01%
12,519
-5,183
-29% -$20.6K
ZNGA
546
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$43K 0.01%
15,800
– –
GSV
547
DELISTED
Gold Standard Ventures Corp.
GSV
$41K 0.01%
59,200
+24,600
+71% +$12.5K
AMRN
548
Amarin Corp
AMRN
$303M
$38K 0.01%
988
– –
NHLD
549
DELISTED
National Holdings Corporation
NHLD
$35K 0.01%
12,372
+966
+8% +$2.52K
ARNA
550
DELISTED
Arena Pharmaceuticals Inc
ARNA
$33K 0.01%
1,700
-20
-1% -$408
20 21
22
23 24

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, B. Riley Wealth Advisors held 645 positions worth $494M, up 19% from $416M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $67M of net new capital in Q4 2015, opening 83 new positions and adding to 271 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.

By sector, the portfolio is most concentrated in Healthcare at 9.1% of assets, down from 9.6% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.59M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2015 buy was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.
  • B. Riley Wealth Advisors added most to Vanguard Total International Bond ETF in Q4 2015, an estimated $6.11M increase.
  • B. Riley Wealth Advisors's biggest Q4 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.59M.
  • B. Riley Wealth Advisors fully exited VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return in Q4 2015, selling an estimated $3.01M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $494M portfolio in Q4 2015.
  • B. Riley Wealth Advisors opened 83 new positions and closed 80 in Q4 2015.
  • B. Riley Wealth Advisors's portfolio value rose 19% quarter-over-quarter to $494M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.