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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBR.A icon
526
Petrobras Class A
PBR.A
$106B
$66K 0.02%
17,702
+655
+4% +$3.54K
OPGN
527
DELISTED
OpGen, Inc
OPGN
– –
0
– –
S
528
DELISTED
Sprint Corporation
S
$59K 0.01%
+15,250
New +$64.3K
NEPT
529
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$58K 0.01%
+37
New +$68.4K
MFIC icon
530
MidCap Financial Investment
MFIC
$808M
$57K 0.01%
3,458
+48
+1% +$950
RVLT
531
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$54K 0.01%
5,659
-20,136
-78% -$220K
FBIO icon
532
Fortress Biotech
FBIO
$112M
$48K 0.01%
+1,207
New +$56.4K
NG icon
533
NovaGold Resources
NG
$2.56B
$47K 0.01%
+12,750
New +$43K
KTOS icon
534
Kratos Defense & Security Solutions
KTOS
$8.51B
$46K 0.01%
+10,866
New +$54.8K
NOG icon
535
Northern Oil and Gas
NOG
$2.27B
$46K 0.01%
+1,031
New +$52.8K
AMRN
536
Amarin Corp
AMRN
$303M
$39K 0.01%
988
-60
-6% -$2.72K
ZNGA
537
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$37K 0.01%
+15,800
New +$40.4K
AMD icon
538
Advanced Micro Devices
AMD
$714B
$36K 0.01%
+20,452
New +$38.5K
BBG
539
DELISTED
Bill Barrett Corp
BBG
$34K 0.01%
+10,050
New +$52.6K
ARNA
540
DELISTED
Arena Pharmaceuticals Inc
ARNA
$33K 0.01%
1,720
-170
-9% -$5.77K
TWER
541
DELISTED
Towerstream Corporation Common Stock
TWER
$32K 0.01%
1,485
-200
-12% -$6.08K
NHLD
542
DELISTED
National Holdings Corporation
NHLD
$32K 0.01%
+11,406
New +$37.5K
ESNC
543
DELISTED
EnSync Inc
ESNC
$31K 0.01%
+54,500
New +$37.7K
WYY icon
544
WidePoint Corp
WYY
$99.6M
$29K 0.01%
+3,222
New +$47.8K
GTE icon
545
Gran Tierra Energy
GTE
$234M
$28K 0.01%
1,300
– –
IAG icon
546
IAMGOLD
IAG
$8.09B
$28K 0.01%
+16,670
New +$27.1K
MCEP
547
DELISTED
Mid-Con Energy Partners, LP
MCEP
$27K 0.01%
605
-550
-48% -$34K
UNIS
548
DELISTED
Unilife Corporation
UNIS
$22K 0.01%
2,150
– –
AUY
549
DELISTED
Yamana Gold, Inc.
AUY
$21K 0.01%
+12,028
New +$24.6K
HYF
550
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$21K 0.01%
13,021
-13,473
-51% -$23.2K
20 21
22
23 24

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.