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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALGN icon
526
Align Technology
ALGN
$10.7B
– –
-6
Closed -$363
ALK icon
527
Alaska Air
ALK
$4.43B
– –
-996
Closed -$47.3K
ALLE icon
528
Allegion
ALLE
$13B
– –
-151
Closed -$8.56K
ALSN icon
529
Allison Transmission
ALSN
$9.8B
– –
-600
Closed -$18.7K
ALV icon
530
Autoliv
ALV
$8.49B
– –
-61
Closed -$4.67K
AMAT icon
531
Applied Materials
AMAT
$330B
– –
-12,069
Closed -$272K
AMBA icon
532
Ambarella
AMBA
$2.77B
– –
-5,140
Closed -$160K
AMC icon
533
AMC Entertainment Holdings
AMC
$2.37B
– –
-30
Closed -$7.46K
AMD icon
534
Advanced Micro Devices
AMD
$837B
– –
-277,200
Closed -$541K
AME icon
535
Ametek
AME
$53.2B
– –
-111
Closed -$5.8K
AMGN icon
536
Amgen
AMGN
$203B
– –
-1,255
Closed -$149K
AMH icon
537
American Homes 4 Rent
AMH
$11.3B
– –
-5,165
Closed -$91.7K
AMG icon
538
Affiliated Managers Group
AMG
$8.87B
– –
-78
Closed -$16K
AMP icon
539
Ameriprise Financial
AMP
$47.8B
– –
-1,346
Closed -$161K
AMT icon
540
American Tower
AMT
$82.2B
– –
-1,330
Closed -$120K
AN icon
541
AutoNation
AN
$6.46B
– –
-35
Closed -$2.09K
ANIK icon
542
Anika Therapeutics
ANIK
$279M
– –
-30
Closed -$1.39K
ANSS
543
DELISTED
Ansys
ANSS
– –
-1,005
Closed -$76.2K
AOK icon
544
iShares Core Conservative Allocation ETF
AOK
$782M
– –
-1,100
Closed -$36.4K
AOM icon
545
iShares Core Moderate Allocation ETF
AOM
$1.77B
– –
-183
Closed -$6.54K
AON icon
546
Aon
AON
$63.8B
– –
-125
Closed -$11.3K
AOS icon
547
A.O. Smith
AOS
$7.73B
– –
-17,226
Closed -$213K
APA icon
548
APA Corp
APA
$15.7B
– –
-508
Closed -$51.1K
APD icon
549
Air Products & Chemicals
APD
$63.9B
– –
-83
Closed -$9.85K
APEI icon
550
American Public Education
APEI
$813M
– –
-192
Closed -$6.59K
20 21
22
23 24

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.