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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSAT icon
501
Globalstar
GSAT
$10.7B
$1.09M 0.03%
37,393
+27,138
+265% +$597K
SCHF icon
502
Schwab International Equity ETF
SCHF
$67.1B
$1.08M 0.03%
58,344
-1,220
-2% -$21.2K
SPYM
503
State Street SPDR Portfolio S&P 500 ETF
SPYM
$164B
$1.07M 0.03%
19,172
-8,948
-32% -$469K
GMAY icon
504
FT Vest US Equity Moderate Buffer ETF May
GMAY
$535M
$1.07M 0.03%
32,550
-2,330
-7% -$73.8K
XAR icon
505
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.19B
$1.07M 0.03%
7,904
+14
+0.2% +$1.72K
GPN icon
506
Global Payments
GPN
$23B
$1.06M 0.03%
8,357
-782
-9% -$90.6K
FXL icon
507
First Trust Technology AlphaDEX Fund
FXL
$2.63B
$1.06M 0.03%
8,246
-604
-7% -$70.3K
GDV icon
508
Gabelli Dividend & Income Trust
GDV
$2.6B
$1.05M 0.03%
48,746
-390
-0.8% -$7.74K
CRSP icon
509
CRISPR Therapeutics
CRSP
$4.73B
$1.05M 0.03%
16,765
-45
-0.3% -$2.49K
PPL
510
PPL Corp
PPL
$26.5B
$1.05M 0.03%
38,382
-6,331
-14% -$161K
CPB icon
511
Campbell Soup
CPB
$6.55B
$1.04M 0.03%
+24,165
New +$994K
DINO icon
512
HF Sinclair
DINO
$16.3B
$1.04M 0.03%
18,714
-4,815
-20% -$263K
BTI icon
513
British American Tobacco
BTI
$131B
$1.04M 0.03%
34,634
+3,999
+13% +$122K
OXY icon
514
Occidental Petroleum
OXY
$56.8B
$1.04M 0.03%
17,304
-2,780
-14% -$170K
YPF icon
515
YPF
YPF
$206B
$1.03M 0.03%
59,700
+23,900
+67% +$329K
IRT icon
516
Independence Realty Trust
IRT
$3.92B
$1.02M 0.03%
66,544
+24,238
+57% +$336K
FBND icon
517
Fidelity Total Bond ETF
FBND
$27.2B
$1.02M 0.03%
22,153
-1,083
-5% -$47.8K
TGT icon
518
Target
TGT
$65.6B
$1.02M 0.03%
10,190
-5,422
-35% -$662K
SCHM icon
519
Schwab US Mid-Cap ETF
SCHM
$14.7B
$1.02M 0.03%
40,758
-6,996
-15% -$160K
GPC icon
520
Genuine Parts
GPC
$17.1B
$1.02M 0.03%
7,339
-5,198
-41% -$713K
REGN icon
521
Regeneron Pharmaceuticals
REGN
$78.5B
$1.02M 0.03%
1,164
+158
+16% +$130K
AI icon
522
C3.ai
AI
$1.43B
$1.01M 0.03%
+35,248
New +$970K
PAGP icon
523
Plains GP Holdings
PAGP
$5.21B
$1.01M 0.03%
63,428
+2,677
+4% +$42.3K
INDA icon
524
iShares MSCI India ETF
INDA
$6.61B
$1.01M 0.03%
+20,726
New +$943K
DEO icon
525
Diageo
DEO
$49B
$1.01M 0.03%
6,916
-1,050
-13% -$155K
19 20
21
22 23

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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.