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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
501
Prudential Financial
PRU
$42.7B
$1.06M 0.03%
10,039
+3,340
+50% +$344K
XBI icon
502
State Street SPDR S&P Biotech ETF
XBI
$9.62B
$1.05M 0.03%
8,392
-92
-1% -$11.8K
CG icon
503
Carlyle Group
CG
$17.6B
$1.05M 0.03%
22,198
+654
+3% +$31.4K
LYV icon
504
Live Nation Entertainment
LYV
$42.3B
$1.05M 0.03%
11,492
+4,730
+70% +$398K
VCIT icon
505
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$1.04M 0.03%
11,038
+701
+7% +$66.9K
PBI icon
506
Pitney Bowes
PBI
$2.48B
$1.04M 0.03%
144,194
+5,643
+4% +$44.2K
UL icon
507
Unilever
UL
$137B
$1.04M 0.03%
17,029
+627
+4% +$40K
IJT icon
508
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.37B
$1.04M 0.03%
7,976
+2,788
+54% +$367K
XYL icon
509
Xylem
XYL
$27.8B
$1.04M 0.03%
8,396
+97
+1% +$12.5K
ARKG icon
510
ARK Genomic Revolution ETF
ARKG
$1.6B
$1.04M 0.03%
13,695
-2,965
-18% -$249K
MAIN icon
511
Main Street Capital
MAIN
$5.18B
$1.04M 0.03%
25,206
+14
+0.1% +$582
GNK icon
512
Genco Shipping & Trading
GNK
$1.14B
$1.02M 0.03%
50,700
– –
FHLC icon
513
Fidelity MSCI Health Care Index ETF
FHLC
$3.28B
$1.02M 0.03%
15,922
+12,265
+335% +$811K
PPG icon
514
PPG Industries
PPG
$25.3B
$1.01M 0.03%
7,050
-696
-9% -$112K
BNTX icon
515
BioNTech
BNTX
$23.3B
$1.01M 0.03%
3,701
-1,530
-29% -$486K
OR icon
516
OR Royalties Inc
OR
$5.71B
$1.01M 0.03%
89,777
-3,212
-3% -$40.2K
PTLC icon
517
Pacer Trendpilot US Large Cap ETF
PTLC
$3.31B
$1M 0.03%
26,588
+3,542
+15% +$137K
FTSM icon
518
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$1M 0.03%
16,725
-768
-4% -$46K
SWBI icon
519
Smith & Wesson
SWBI
$660M
$1M 0.03%
48,242
-1,931
-4% -$46.4K
JCI icon
520
Johnson Controls International
JCI
$88.7B
$1M 0.03%
14,674
+402
+3% +$29K
JBLU icon
521
JetBlue
JBLU
$2.35B
$998K 0.03%
64,673
+20,623
+47% +$316K
KKR icon
522
KKR & Co
KKR
$95.7B
$994K 0.03%
16,326
+62
+0.4% +$3.89K
XME icon
523
State Street SPDR S&P Metals & Mining ETF
XME
$3.94B
$992K 0.03%
23,759
+6,095
+35% +$264K
EMB icon
524
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$979K 0.03%
8,896
+1,349
+18% +$152K
XYLD icon
525
Global X S&P 500 Covered Call ETF
XYLD
$3.26B
$974K 0.03%
20,068
+4,348
+28% +$214K
19 20
21
22 23

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.