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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.51%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.18B
AUM Growth
+$160M
Cap. Flow
+$92.6M
Cap. Flow %
7.88%
Top 10 Hldgs %
17.13%
Holding
926
New
118
Increased
449
Reduced
243
Closed
89

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.15M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.82M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.13M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.99M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.6M
2
FISV
Fiserv Inc
FISV
+$1.95M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.92M
4
GEN icon
Gen Digital
GEN
+$1.74M
5
NWSA icon
News Corp Class A
NWSA
+$1.72M

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Financials 7.26%
3 Healthcare 7.01%
4 Communication Services 5.7%
5 Consumer Discretionary 5.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDC icon
501
Vanguard Consumer Staples ETF
VDC
$8B
$398K 0.03%
2,466
-10
-0.4% -$1.57K
WWD icon
502
Woodward
WWD
$21.2B
$395K 0.03%
3,330
-677
-17% -$76.4K
LPT
503
DELISTED
Liberty Property Trust
LPT
$393K 0.03%
6,521
+1,087
+20% +$62.3K
COR icon
504
Cencora
COR
$60.7B
$391K 0.03%
+4,588
New +$393K
JPST icon
505
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$391K 0.03%
7,748
+776
+11% +$39.2K
ZBRA icon
506
Zebra Technologies
ZBRA
$13.7B
$391K 0.03%
1,526
-1,782
-54% -$417K
MCHP icon
507
Microchip Technology
MCHP
$40.7B
$390K 0.03%
7,448
+766
+11% +$37K
PPT
508
Franklin Premier Income Trust
PPT
$323M
$389K 0.03%
71,538
+13,613
+24% +$73.2K
WMB icon
509
Williams Companies
WMB
$86.7B
$388K 0.03%
16,297
-4,182
-20% -$95.8K
IWP icon
510
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$387K 0.03%
+5,060
New +$371K
FIBK icon
511
First Interstate BancSystem
FIBK
$3.74B
$384K 0.03%
9,150
– –
LVS icon
512
Las Vegas Sands
LVS
$32.3B
$384K 0.03%
+5,561
New +$347K
EXPE icon
513
Expedia Group
EXPE
$35.2B
$383K 0.03%
3,530
+46
+1% +$5.4K
WFC.PRL icon
514
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$383K 0.03%
264
-30
-10% -$44.3K
LYB icon
515
LyondellBasell Industries
LYB
$19.5B
$382K 0.03%
4,032
+329
+9% +$30.2K
FPF
516
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$381K 0.03%
16,125
-609
-4% -$14.5K
PH icon
517
Parker-Hannifin
PH
$121B
$381K 0.03%
1,847
+475
+35% +$92K
QYLD icon
518
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.06B
$375K 0.03%
15,852
+4,838
+44% +$112K
SPOT icon
519
Spotify
SPOT
$107B
$375K 0.03%
2,503
-496
-17% -$68.1K
VONE icon
520
Vanguard Russell 1000 ETF
VONE
$8.22B
$374K 0.03%
+2,536
New +$358K
CAH icon
521
Cardinal Health
CAH
$53.2B
$373K 0.03%
7,361
-1,017
-12% -$52.5K
GDV icon
522
Gabelli Dividend & Income Trust
GDV
$2.6B
$373K 0.03%
16,983
+1,337
+9% +$28K
FCX icon
523
Freeport-McMoran
FCX
$91.2B
$368K 0.03%
28,721
+2,131
+8% +$23.4K
REGN icon
524
Regeneron Pharmaceuticals
REGN
$77.4B
$368K 0.03%
978
-23
-2% -$7.74K
MTB icon
525
M&T Bank
MTB
$35.8B
$367K 0.03%
2,157
-1,442
-40% -$234K
19 20
21
22 23

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B. Riley Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Advisors held 926 positions worth $1.18B, up 16% from $1.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $92.6M of net new capital in Q4 2019, opening 118 new positions and adding to 449 existing holdings. Its largest new stake was Marvell Technology: 39,411 shares worth $1.05M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.6M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2019 buy was Marvell Technology: 39,411 shares worth $1.05M.
  • B. Riley Wealth Advisors added most to iShares US Treasury Bond ETF in Q4 2019, an estimated $5.3M increase.
  • B. Riley Wealth Advisors's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.6M.
  • B. Riley Wealth Advisors fully exited iShares S&P Small-Cap 600 Value ETF in Q4 2019, selling an estimated $1.92M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.18B portfolio in Q4 2019.
  • B. Riley Wealth Advisors opened 118 new positions and closed 89 in Q4 2019.
  • B. Riley Wealth Advisors's portfolio value rose 16% quarter-over-quarter to $1.18B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.