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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$602M
AUM Growth
+$50.5M
Cap. Flow
+$30.5M
Cap. Flow %
5.07%
Top 10 Hldgs %
17.21%
Holding
610
New
87
Increased
259
Reduced
176
Closed
69

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$10.9M
2
VZ icon
Verizon
VZ
+$4.21M
3
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$4.05M
4
V icon
Visa
V
+$2.86M
5
WFC icon
Wells Fargo
WFC
+$2.8M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$11.1M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.54M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.34M
4
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$3.28M
5
NOV icon
NOV
NOV
+$3.1M

Sector Composition

Rank Sector Weight
1 Financials 8.96%
2 Healthcare 8.63%
3 Technology 8.49%
4 Communication Services 6.89%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TI.A
501
DELISTED
Telecom Italia 10 Svg
TI.A
$183K 0.03%
24,330
– –
ARCC icon
502
Ares Capital
ARCC
$13.6B
$178K 0.03%
+10,852
New +$176K
GOGO icon
503
Gogo Inc
GOGO
$540M
$168K 0.03%
14,145
-760
-5% -$9.7K
TWO
504
Two Harbors Investment
TWO
$1.27B
$168K 0.03%
2,069
+149
+8% +$11.9K
MAT icon
505
Mattel
MAT
$4.3B
$167K 0.03%
10,774
+912
+9% +$16.3K
MHF
506
Western Asset Municipal High Income Fund
MHF
$152M
$165K 0.03%
+21,245
New +$161K
GSV
507
DELISTED
Gold Standard Ventures Corp.
GSV
$162K 0.03%
99,946
-5,140
-5% -$8.84K
BGC icon
508
BGC Group
BGC
$5.65B
$161K 0.03%
17,206
+1,542
+10% +$12.9K
GCI
509
DELISTED
Gannett Co., Inc
GCI
$160K 0.03%
17,664
-1,365
-7% -$11.7K
BCS icon
510
Barclays
BCS
$96.3B
$157K 0.03%
15,822
+182
+1% +$1.8K
EXG icon
511
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.92B
$149K 0.02%
15,903
+4,495
+39% +$41.6K
TCRT icon
512
Alaunos Therapeutics
TCRT
$4.71M
$144K 0.02%
154
+68
+79% +$60.4K
PMM
513
Franklin Managed Municipal Income Trust
PMM
$273M
$143K 0.02%
18,827
+186
+1% +$1.41K
FBIO icon
514
Fortress Biotech
FBIO
$109M
$125K 0.02%
1,876
-47
-2% -$3.17K
LLEX
515
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$125K 0.02%
27,800
+6,200
+29% +$25.8K
AOD
516
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$120K 0.02%
+13,261
New +$117K
MIE
517
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$120K 0.02%
+11,475
New +$119K
PHK
518
PIMCO High Income Fund
PHK
$863M
$116K 0.02%
+13,834
New +$118K
VER
519
DELISTED
VEREIT, Inc.
VER
$114K 0.02%
2,790
– –
NCV
520
Virtus Convertible & Income Fund
NCV
$375M
$84K 0.01%
2,940
+190
+7% +$5.35K
ATXI
521
DELISTED
Avenue Therapeutics, Inc. Common Stock
ATXI
$83K 0.01%
+13
New +$95.4K
SVM
522
Silvercorp Metals
SVM
$2.16B
$77K 0.01%
28,150
– –
XPLR
523
DELISTED
Xplore Technologies Corp.
XPLR
$73K 0.01%
26,400
+13,200
+100% +$37.6K
ATAXZ
524
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$63K 0.01%
+10,328
New +$63K
DXLG icon
525
Destination XL Group
DXLG
$34.3M
$54K 0.01%
27,516
+12,800
+87% +$24.5K
19 20
21
22 23

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LPU
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P3I
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EPW
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BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, B. Riley Wealth Advisors held 610 positions worth $602M, up 9.2% from $551M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $30.5M of net new capital in Q3 2017, opening 87 new positions and adding to 259 existing holdings. Its largest new stake was Magellan Midstream Partners, L.P.: 14,525 shares worth $1.03M.

By sector, the portfolio is most concentrated in Financials at 9% of assets, up from 8.6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Global Net Lease, an estimated $1.33M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2017 buy was Magellan Midstream Partners, L.P.: 14,525 shares worth $1.03M.
  • B. Riley Wealth Advisors added most to Vanguard FTSE Developed Markets ETF in Q3 2017, an estimated $10.9M increase.
  • B. Riley Wealth Advisors's biggest Q3 2017 reduction was Global Net Lease, cutting an estimated $1.33M.
  • B. Riley Wealth Advisors fully exited Meta Platforms (Facebook) in Q3 2017, selling an estimated $11.1M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $602M portfolio in Q3 2017.
  • B. Riley Wealth Advisors opened 87 new positions and closed 69 in Q3 2017.
  • B. Riley Wealth Advisors's portfolio value rose 9.2% quarter-over-quarter to $602M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.