BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $2.06B
This Quarter Return
+5.76%
1 Year Return
–
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$501M
AUM Growth
+$9.4M
Cap. Flow
-$14.6M
Cap. Flow %
-2.92%
Top 10 Hldgs %
16.89%
Holding
589
New
52
Increased
190
Reduced
256
Closed
71

Top Buys

1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$2.69M
2
NOV icon
NOV
NOV
$1.31M
3
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
$936K
4
SSO icon
ProShares Ultra S&P500
SSO
$910K
5
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
$892K

Top Sells

1
STRP
Straight Path Communications Inc.
STRP
$3.33M
2
AGZ icon
iShares Agency Bond ETF
AGZ
$2.84M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$2.16M
4
BVN icon
Compañía de Minas Buenaventura
BVN
$1.49M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$1.49M

Sector Composition

1 Healthcare 9.19%
2 Technology 8.43%
3 Financials 8.19%
4 Communication Services 7.02%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NEPT
501
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$36K 0.01%
25
– –
GTE icon
502
Gran Tierra Energy
GTE
$143M
$35K 0.01%
1,300
– –
XPLR
503
DELISTED
Xplore Technologies Corp.
XPLR
$35K 0.01%
16,700
– –
PED icon
504
PEDEVCO
PED
$57M
$34K 0.01%
36,949
+9,000
+32% +$8.28K
HBIO icon
505
Harvard Bioscience
HBIO
$20.8M
$32K 0.01%
11,801
-1,410
-11% -$3.82K
AREX
506
DELISTED
Approach Resources Inc.
AREX
$32K 0.01%
+12,485
New +$32K
OPGN
507
DELISTED
OpGen, Inc
OPGN
– –
0
– -$30K
PRKR
508
DELISTED
Parkervision Inc
PRKR
$26K 0.01%
13,045
-1,520
-10% -$3.03K
ARNA
509
DELISTED
Arena Pharmaceuticals Inc
ARNA
$24K ﹤0.01%
1,600
– –
ZN
510
DELISTED
Zion Oil & Gas, Inc.
ZN
$17K ﹤0.01%
13,350
– –
ESNC
511
DELISTED
EnSync Inc
ESNC
$11K ﹤0.01%
17,500
+2,000
+13% +$1.26K
SNOAW
512
DELISTED
Sonoma Pharmaceuticals, Inc. Warrants
SNOAW
$10K ﹤0.01%
17,500
-1,000
-5% -$571
CVM icon
513
CEL-SCI Corp
CVM
$77.4M
$9K ﹤0.01%
132
– –
HUSA icon
514
Houston American Energy
HUSA
$267M
$5K ﹤0.01%
122
– –
OPGNW
515
DELISTED
OpGen, Inc. Warrant
OPGNW
$3K ﹤0.01%
50
– –
AGZ icon
516
iShares Agency Bond ETF
AGZ
$615M
– –
-25,180
Closed -$2.84M
AOD
517
abrdn Total Dynamic Dividend Fund
AOD
$962M
– –
-16,482
Closed -$125K
APO icon
518
Apollo Global Management
APO
$77.1B
– –
-22,418
Closed -$435K
BAP icon
519
Credicorp
BAP
$20.6B
– –
-1,500
Closed -$237K
BB icon
520
BlackBerry
BB
$2.26B
– –
-12,211
Closed -$85K
BDX icon
521
Becton Dickinson
BDX
$54.8B
– –
-1,334
Closed -$216K
BGY icon
522
BlackRock Enhanced International Dividend Trust
BGY
$534M
– –
-18,674
Closed -$103K
BVN icon
523
Compañía de Minas Buenaventura
BVN
$5.03B
– –
-131,921
Closed -$1.49M
CG icon
524
Carlyle Group
CG
$23.5B
– –
-19,346
Closed -$296K
CLM icon
525
Cornerstone Strategic Value Fund
CLM
$2.33B
– –
-19,909
Closed -$298K
19 20
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