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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$501M
AUM Growth
+$9.4M
Cap. Flow
-$14.6M
Cap. Flow %
-2.92%
Top 10 Hldgs %
16.89%
Holding
589
New
52
Increased
190
Reduced
256
Closed
71

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.68M
2
NOV icon
NOV
NOV
+$1.27M
3
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$902K
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$899K
5
SSO icon
ProShares Ultra S&P500
SSO
+$881K

Top Sells

Rank Stock Value
1
STRP
Straight Path Communications Inc.
STRP
+$3.21M
2
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.84M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.16M
4
BVN icon
Compañía de Minas Buenaventura
BVN
+$1.49M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.49M

Sector Composition

Rank Sector Weight
1 Miscellaneous 40.87%
2 Healthcare 9.34%
3 Technology 8.49%
4 Financials 8.4%
5 Communication Services 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEPT
501
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$36K 0.01%
25
– –
GTE icon
502
Gran Tierra Energy
GTE
$376M
$35K 0.01%
1,300
– –
XPLR
503
DELISTED
Xplore Technologies Corp.
XPLR
$35K 0.01%
16,700
– –
PED icon
504
PEDEVCO
PED
$206M
$34K 0.01%
1,847
+450
+32% +$9.53K
HBIO icon
505
Harvard Bioscience
HBIO
$36.3M
$32K 0.01%
1,180
-141
-11% -$4.06K
AREX
506
DELISTED
Approach Resources Inc.
AREX
$32K 0.01%
+12,485
New +$36.1K
OPGN
507
DELISTED
OpGen, Inc
OPGN
– –
0
– –
PRKR
508
DELISTED
Parkervision Inc
PRKR
$26K 0.01%
13,045
-1,520
-10% -$3.23K
ARNA
509
DELISTED
Arena Pharmaceuticals Inc
ARNA
$24K ﹤0.01%
1,600
– –
ZN
510
DELISTED
Zion Oil & Gas, Inc.
ZN
$17K ﹤0.01%
13,350
– –
ESNC
511
DELISTED
EnSync Inc
ESNC
$11K ﹤0.01%
17,500
+2,000
+13% +$1.24K
SNOAW
512
DELISTED
Sonoma Pharmaceuticals, Inc. Warrants
SNOAW
$10K ﹤0.01%
17,500
-1,000
-5% -$505
CVM icon
513
CEL-SCI Corp
CVM
$26M
$9K ﹤0.01%
132
– –
AGIG
514
Abundia Global Impact Group
AGIG
$49.4M
$5K ﹤0.01%
122
– –
OPGNW
515
DELISTED
OpGen, Inc. Warrant
OPGNW
$3K ﹤0.01%
50
– –
AGZ icon
516
iShares Agency Bond ETF
AGZ
$633M
– –
-25,180
Closed -$2.84M
AOD
517
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
– –
-16,482
Closed -$125K
APO icon
518
Apollo Global Management
APO
$73.5B
– –
-22,418
Closed -$435K
BAP icon
519
Credicorp
BAP
$30.3B
– –
-1,500
Closed -$237K
BB icon
520
BlackBerry
BB
$4.48B
– –
-12,211
Closed -$85K
BDX icon
521
Becton Dickinson
BDX
$49.5B
– –
-1,334
Closed -$216K
BGY icon
522
BlackRock Enhanced International Dividend Trust
BGY
$514M
– –
-18,674
Closed -$103K
BVN icon
523
Compañía de Minas Buenaventura
BVN
$8.4B
– –
-131,921
Closed -$1.49M
CG icon
524
Carlyle Group
CG
$14.3B
– –
-19,346
Closed -$296K
CLM icon
525
Cornerstone Strategic Value Fund
CLM
$1.96B
– –
-19,909
Closed -$298K
19 20
21
22 23

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B. Riley Wealth Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, B. Riley Wealth Advisors held 589 positions worth $501M, up 1.9% from $492M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q1 2017 filing shows 52 new, 190 increased, 256 reduced and 71 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 52,777 shares worth $2.69M. The largest sale was Straight Path Communications Inc., an estimated $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 41% of assets, up from 40% a quarter earlier, followed by Healthcare and Technology.

  • B. Riley Wealth Advisors's largest Q1 2017 buy was iShares Floating Rate Bond ETF: 52,777 shares worth $2.69M.
  • B. Riley Wealth Advisors added most to NOV in Q1 2017, an estimated $1.27M increase.
  • B. Riley Wealth Advisors's biggest Q1 2017 reduction was Straight Path Communications Inc., cutting an estimated $3.21M.
  • B. Riley Wealth Advisors fully exited iShares Agency Bond ETF in Q1 2017, selling an estimated $2.84M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $501M portfolio in Q1 2017.
  • B. Riley Wealth Advisors opened 52 new positions and closed 71 in Q1 2017.
  • B. Riley Wealth Advisors's portfolio value rose 1.9% quarter-over-quarter to $501M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2017, filed 15 May 2017.