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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$432M
AUM Growth
-$61.5M
Cap. Flow
-$17.9M
Cap. Flow %
-4.14%
Top 10 Hldgs %
15.38%
Holding
647
New
81
Increased
232
Reduced
226
Closed
88

Top Buys

Rank Stock Value
1
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$2.88M
2
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.47M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.99M
4
GNL icon
Global Net Lease
GNL
+$1.21M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.09M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$10.5M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$3.59M
3
AAPL icon
Apple
AAPL
+$1.74M
4
GG
Goldcorp Inc
GG
+$1.52M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.94%
2 Technology 9.14%
3 Healthcare 8.56%
4 Financials 6.22%
5 Consumer Staples 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCV
501
Virtus Convertible & Income Fund
NCV
$354M
$124K 0.03%
5,600
+1,399
+33% +$28.3K
GPRO icon
502
GoPro
GPRO
$262M
$121K 0.03%
+10,149
New +$126K
CY
503
DELISTED
Cypress Semiconductor
CY
$119K 0.03%
13,743
-834
-6% -$6.74K
PRMW
504
DELISTED
Primo Water Corporation
PRMW
$114K 0.03%
+11,289
New +$101K
PLAB icon
505
Photronics
PLAB
$1.64B
$112K 0.03%
+10,797
New +$117K
IGA
506
Voya Global Advantage and Premium Opportunity Fund
IGA
$164M
$111K 0.03%
+10,900
New +$106K
NIHD
507
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$111K 0.03%
+20,000
New +$87.3K
BGY icon
508
BlackRock Enhanced International Dividend Trust
BGY
$514M
$107K 0.02%
18,085
-740
-4% -$4.22K
ACG
509
DELISTED
AllianceBernstein Income Fund Inc
ACG
$107K 0.02%
+13,642
New +$105K
JHY
510
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$104K 0.02%
+10,292
New +$104K
BB icon
511
BlackBerry
BB
$4.48B
$102K 0.02%
+12,655
New +$95K
MIE
512
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$102K 0.02%
12,700
– –
ASMB icon
513
Assembly Biosciences
ASMB
$519M
$99K 0.02%
1,646
+41
+3% +$2.74K
FIG
514
DELISTED
Fortress Investment Group Llc
FIG
$95K 0.02%
19,800
+5,700
+40% +$25.6K
RAD
515
DELISTED
Rite Aid Corporation
RAD
$91K 0.02%
560
-609
-52% -$96K
SNOA icon
516
Sonoma Pharmaceuticals
SNOA
$5.89M
$89K 0.02%
139
+7
+5% +$6.5K
PALI icon
517
Palisade Bio
PALI
$295M
– –
0
– –
BBG
518
DELISTED
Bill Barrett Corp
BBG
$81K 0.02%
+13,050
New +$52.3K
PTN
519
Palatin Technologies
PTN
$16.8M
$76K 0.02%
112
+20
+22% +$13K
FBIO icon
520
Fortress Biotech
FBIO
$82M
$75K 0.02%
1,607
– –
DHF
521
BNY Mellon High Yield Strategies Fund
DHF
$165M
$69K 0.02%
21,933
-4
-0% -$12
SNAK
522
DELISTED
Inventure Foods, Inc.
SNAK
$66K 0.02%
+11,634
New +$67K
GRPN icon
523
Groupon
GRPN
$786M
$64K 0.01%
+798
New +$55.1K
PCI
524
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$64K 0.01%
25,950
-1,870
-7% -$32.4K
KTOS icon
525
Kratos Defense & Security Solutions
KTOS
$8.93B
$63K 0.01%
12,800
-1,239
-9% -$4.48K
19 20
21
22 23

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B. Riley Wealth Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Wealth Advisors held 647 positions worth $432M, down 12% from $494M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors withdrew a net $17.9M in Q1 2016, closing 88 positions and reducing 226 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $10.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in Global X NASDAQ-100 Covered Call ETF worth $2.95M.

  • B. Riley Wealth Advisors's largest Q1 2016 buy was Global X NASDAQ-100 Covered Call ETF: 131,700 shares worth $2.95M.
  • B. Riley Wealth Advisors added most to Global Net Lease in Q1 2016, an estimated $1.21M increase.
  • B. Riley Wealth Advisors's biggest Q1 2016 reduction was Apple, cutting an estimated $1.74M.
  • B. Riley Wealth Advisors fully exited Meta Platforms (Facebook) in Q1 2016, selling an estimated $10.5M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $432M portfolio in Q1 2016.
  • B. Riley Wealth Advisors opened 81 new positions and closed 88 in Q1 2016.
  • B. Riley Wealth Advisors's portfolio value fell 12% quarter-over-quarter to $432M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2016, filed 16 May 2016.