BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $2.06B
This Quarter Return
+4.45%
1 Year Return
–
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$494M
AUM Growth
+$77.6M
Cap. Flow
+$67.2M
Cap. Flow %
13.61%
Top 10 Hldgs %
16.27%
Holding
645
New
83
Increased
271
Reduced
192
Closed
80

Top Buys

1
BNDX icon
Vanguard Total International Bond ETF
BNDX
$6.1M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
$5.12M
3
AAPL icon
Apple
AAPL
$3.65M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$3.37M
5
EXP icon
Eagle Materials
EXP
$3.35M

Top Sells

1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
$3.01M
2
MPVD
Mountain Province Diamonds Inc.
MPVD
$2.57M
3
AGZ icon
iShares Agency Bond ETF
AGZ
$2.43M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$2.03M
5
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
$1.78M

Sector Composition

1 Healthcare 9.11%
2 Technology 8.93%
3 Communication Services 6.74%
4 Financials 6.13%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VIV icon
501
Telefônica Brasil
VIV
$20.1B
$177K 0.04%
19,549
+832
+4% +$7.53K
CII icon
502
BlackRock Enhanced Captial and Income Fund
CII
$948M
$176K 0.04%
12,396
-8,086
-39% -$115K
ETJ
503
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$609M
$173K 0.04%
16,979
-604
-3% -$6.15K
RPAI
504
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$161K 0.03%
10,885
-3,719
-25% -$55K
ASMB icon
505
Assembly Biosciences
ASMB
$183M
$145K 0.03%
1,605
– –
CY
506
DELISTED
Cypress Semiconductor
CY
$143K 0.03%
14,577
+3,072
+27% +$30.1K
MPW icon
507
Medical Properties Trust
MPW
$2.77B
$139K 0.03%
12,053
-57,976
-83% -$669K
SNOA icon
508
Sonoma Pharmaceuticals
SNOA
$7.77M
$137K 0.03%
132
+11
+9% +$11.4K
TWO
509
Two Harbors Investment
TWO
$1.08B
$136K 0.03%
2,087
+257
+14% +$16.7K
HTY
510
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$136K 0.03%
13,255
-2,000
-13% -$20.5K
BRG
511
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$136K 0.03%
11,396
+881
+8% +$10.5K
MIE
512
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$133K 0.03%
12,700
– –
MUFG icon
513
Mitsubishi UFJ Financial
MUFG
$174B
$132K 0.03%
20,978
+1,489
+8% +$9.37K
EXG icon
514
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.74B
$127K 0.03%
14,242
-2,062
-13% -$18.4K
SPPP
515
Sprott Physical Platinum and Palladium Trust
SPPP
$355M
$124K 0.03%
+20,000
New +$124K
ZIXI
516
DELISTED
Zix Corporation
ZIXI
$122K 0.02%
+23,924
New +$122K
BGY icon
517
BlackRock Enhanced International Dividend Trust
BGY
$534M
$118K 0.02%
18,825
+195
+1% +$1.22K
PALI icon
518
Palisade Bio
PALI
$5.84M
– –
0
– -$108K
VHC icon
519
VirnetX
VHC
$78.5M
$108K 0.02%
2,098
+63
+3% +$3.24K
PED icon
520
PEDEVCO
PED
$56.6M
$100K 0.02%
34,342
+3,500
+11% +$10.2K
OPGN
521
DELISTED
OpGen, Inc
OPGN
$97K 0.02%
+1
New +$97K
XPLR
522
DELISTED
Xplore Technologies Corp.
XPLR
$95K 0.02%
18,500
-3,000
-14% -$15.4K
NCV
523
Virtus Convertible & Income Fund
NCV
$336M
$94K 0.02%
4,201
+229
+6% +$5.12K
FXEN
524
DELISTED
FX ENERGY INC
FXEN
$94K 0.02%
81,055
-110,926
-58% -$129K
NOG icon
525
Northern Oil and Gas
NOG
$2.42B
$85K 0.02%
2,200
+1,169
+113% +$45.2K
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