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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$494M
AUM Growth
+$77.6M
Cap. Flow
+$67M
Cap. Flow %
13.57%
Top 10 Hldgs %
16.27%
Holding
645
New
83
Increased
271
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$6.11M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.15M
3
AAPL icon
Apple
AAPL
+$3.97M
4
EXP icon
Eagle Materials
EXP
+$3.69M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.44M

Top Sells

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.01M
2
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.59M
3
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.43M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M
5
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$1.78M

Sector Composition

Rank Sector Weight
1 Healthcare 9.11%
2 Technology 8.93%
3 Communication Services 6.74%
4 Financials 6.13%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIV icon
501
Telefônica Brasil
VIV
$20.3B
$177K 0.04%
19,549
+832
+4% +$8.24K
CII icon
502
BlackRock Enhanced Captial and Income Fund
CII
$967M
$176K 0.04%
12,396
-8,086
-39% -$115K
ETJ
503
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$559M
$173K 0.04%
16,979
-604
-3% -$6.12K
RPAI
504
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$161K 0.03%
10,885
-3,719
-25% -$55K
ASMB icon
505
Assembly Biosciences
ASMB
$489M
$145K 0.03%
1,605
– –
CY
506
DELISTED
Cypress Semiconductor
CY
$143K 0.03%
14,577
+3,072
+27% +$30.6K
MPT
507
Medical Properties Trust
MPT
$2.86B
$139K 0.03%
12,053
-57,976
-83% -$662K
SNOA icon
508
Sonoma Pharmaceuticals
SNOA
$5.31M
$137K 0.03%
132
+11
+9% +$11.7K
TWO
509
Two Harbors Investment
TWO
$1.27B
$136K 0.03%
2,087
+257
+14% +$17.5K
HTY
510
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$136K 0.03%
13,255
-2,000
-13% -$19.7K
BRG
511
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$136K 0.03%
11,396
+881
+8% +$10.3K
MIE
512
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$133K 0.03%
12,700
– –
MUFG icon
513
Mitsubishi UFJ Financial
MUFG
$250B
$132K 0.03%
20,978
+1,489
+8% +$9.62K
EXG icon
514
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.92B
$127K 0.03%
14,242
-2,062
-13% -$18.5K
SPPP
515
Sprott Physical Platinum and Palladium Trust
SPPP
$568M
$124K 0.03%
+20,000
New +$130K
ZIXI
516
DELISTED
Zix Corporation
ZIXI
$122K 0.02%
+23,924
New +$123K
BGY icon
517
BlackRock Enhanced International Dividend Trust
BGY
$511M
$118K 0.02%
18,825
+195
+1% +$1.23K
PALI icon
518
Palisade Bio
PALI
$341M
– –
0
– –
VHC icon
519
VirnetX Holding Corp
VHC
$53.8M
$108K 0.02%
2,098
+63
+3% +$4.13K
PED icon
520
PEDEVCO
PED
$143M
$100K 0.02%
1,717
+175
+11% +$7.51K
OPGN
521
DELISTED
OpGen, Inc
OPGN
$97K 0.02%
+1
New +$195K
XPLR
522
DELISTED
Xplore Technologies Corp.
XPLR
$95K 0.02%
18,500
-3,000
-14% -$16K
NCV
523
Virtus Convertible & Income Fund
NCV
$373M
$94K 0.02%
4,201
+229
+6% +$5.42K
FXEN
524
DELISTED
FX ENERGY INC
FXEN
$94K 0.02%
81,055
-110,926
-58% -$125K
NOG icon
525
Northern Oil and Gas
NOG
$2.26B
$85K 0.02%
2,200
+1,169
+113% +$55.7K
19 20
21
22 23

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B. Riley Wealth Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, B. Riley Wealth Advisors held 645 positions worth $494M, up 19% from $416M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $67M of net new capital in Q4 2015, opening 83 new positions and adding to 271 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.

By sector, the portfolio is most concentrated in Healthcare at 9.1% of assets, down from 9.6% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.59M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2015 buy was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.
  • B. Riley Wealth Advisors added most to Vanguard Total International Bond ETF in Q4 2015, an estimated $6.11M increase.
  • B. Riley Wealth Advisors's biggest Q4 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.59M.
  • B. Riley Wealth Advisors fully exited VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return in Q4 2015, selling an estimated $3.01M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $494M portfolio in Q4 2015.
  • B. Riley Wealth Advisors opened 83 new positions and closed 80 in Q4 2015.
  • B. Riley Wealth Advisors's portfolio value rose 19% quarter-over-quarter to $494M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.