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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACCO icon
501
Acco Brands
ACCO
$392M
– –
-49
Closed -$314
ACHC icon
502
Acadia Healthcare
ACHC
$2.62B
– –
-2,227
Closed -$101K
ACN icon
503
Accenture
ACN
$116B
– –
-5,405
Closed -$437K
ACWI icon
504
iShares MSCI ACWI ETF
ACWI
$32.6B
– –
-713
Closed -$43K
ACWV icon
505
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
– –
-484
Closed -$32.4K
ADBE icon
506
Adobe
ADBE
$99.6B
– –
-190
Closed -$13.7K
ADEA icon
507
Adeia
ADEA
$2.75B
– –
-378
Closed -$2.21K
ADI icon
508
Analog Devices
ADI
$175B
– –
-1,071
Closed -$57.9K
AEE icon
509
Ameren
AEE
$28.5B
– –
-600
Closed -$24.5K
AEG icon
510
Aegon
AEG
$13.3B
– –
-9,985
Closed -$59.5K
AEM icon
511
Agnico Eagle Mines
AEM
$99B
– –
-146
Closed -$5.59K
AER icon
512
AerCap
AER
$22.4B
– –
-779
Closed -$35.7K
AES icon
513
AES
AES
$10.6B
– –
-800
Closed -$12.4K
AFG icon
514
American Financial Group
AFG
$11.9B
– –
-1,549
Closed -$92.2K
AGCO icon
515
AGCO
AGCO
$8.4B
– –
-5
Closed -$299
AGNC icon
516
AGNC Investment
AGNC
$11.7B
– –
-17,633
Closed -$199K
AGO icon
517
Assured Guaranty
AGO
$3.14B
– –
-630
Closed -$15.4K
AGRO icon
518
Adecoagro
AGRO
$1.68B
– –
-1,287
Closed -$12.1K
AHT
519
Ashford Hospitality Trust
AHT
$19M
– –
-5
Closed -$55.1K
AIVI icon
520
WisdomTree International AI Enhanced Value Fund
AIVI
$61.9M
– –
-200
Closed -$10.1K
AIVL icon
521
WisdomTree US AI Enhanced Value Fund
AIVL
$416M
– –
-150
Closed -$11.1K
AIV
522
Aimco
AIV
$327M
– –
-8,588
Closed -$36.9K
AJG icon
523
Arthur J. Gallagher & Co
AJG
$62.5B
– –
-533
Closed -$24.8K
ALB icon
524
Albemarle
ALB
$12.9B
– –
-301
Closed -$21.6K
ALG icon
525
Alamo Group
ALG
$2.05B
– –
-281
Closed -$15.2K
19 20
21
22 23

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BHWM
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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.