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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$501M
AUM Growth
+$9.4M
Cap. Flow
-$14.6M
Cap. Flow %
-2.92%
Top 10 Hldgs %
16.89%
Holding
589
New
52
Increased
190
Reduced
256
Closed
71

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.68M
2
NOV icon
NOV
NOV
+$1.27M
3
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$902K
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$899K
5
SSO icon
ProShares Ultra S&P500
SSO
+$881K

Top Sells

Rank Stock Value
1
STRP
Straight Path Communications Inc.
STRP
+$3.21M
2
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.84M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.16M
4
BVN icon
Compañía de Minas Buenaventura
BVN
+$1.49M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.49M

Sector Composition

Rank Sector Weight
1 Miscellaneous 40.87%
2 Healthcare 9.34%
3 Technology 8.49%
4 Financials 8.4%
5 Communication Services 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMM
476
Franklin Managed Municipal Income Trust
PMM
$248M
$135K 0.03%
18,549
-9,873
-35% -$72.1K
INXX
477
DELISTED
Columbia India Infrastructure ETF
INXX
$132K 0.03%
+10,028
New +$121K
PSEC icon
478
Prospect Capital
PSEC
$1.14B
$128K 0.03%
14,117
-30,649
-68% -$275K
JFR icon
479
Nuveen Floating Rate Income Fund
JFR
$1.2B
$126K 0.03%
10,909
+103
+1% +$1.22K
OCLR
480
DELISTED
Oclaro Inc.
OCLR
$121K 0.02%
12,144
+1,601
+15% +$15K
SIRI icon
481
SiriusXM
SIRI
$9.86B
$115K 0.02%
2,233
-431
-16% -$21.2K
XRX icon
482
Xerox
XRX
$464M
$113K 0.02%
+3,767
New +$109K
PALI icon
483
Palisade Bio
PALI
$338M
– –
0
– –
PTN
484
Palatin Technologies
PTN
$19.2M
$104K 0.02%
252
+80
+47% +$39.8K
CLF icon
485
Cleveland-Cliffs
CLF
$7.01B
$92K 0.02%
11,145
-9,975
-47% -$94.8K
TRVN
486
DELISTED
Trevena, Inc.
TRVN
$92K 0.02%
40
-86
-68% -$293K
OPK icon
487
Opko Health
OPK
$1.2B
$83K 0.02%
+10,343
New +$87.1K
FBIO icon
488
Fortress Biotech
FBIO
$82M
$78K 0.02%
1,390
– –
NCV
489
Virtus Convertible & Income Fund
NCV
$355M
$75K 0.02%
2,751
-3,354
-55% -$89.7K
IAG icon
490
IAMGOLD
IAG
$11.3B
$73K 0.01%
18,115
+1,465
+9% +$6.24K
LLEX
491
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$71K 0.01%
+17,600
New +$73.6K
JCP
492
DELISTED
J.C. Penney Company, Inc.
JCP
$65K 0.01%
10,450
-1,000
-9% -$6.61K
SAN icon
493
Banco Santander
SAN
$212B
$63K 0.01%
10,721
-80
-0.7% -$430
ALJJ
494
DELISTED
ALJ Regional Holdings Inc
ALJJ
$56K 0.01%
15,044
– –
FTR
495
DELISTED
Frontier Communications Corp.
FTR
$53K 0.01%
1,624
-7,670
-83% -$351K
HEPA
496
DELISTED
Hepion Pharmaceuticals
HEPA
– –
0
– –
DNN icon
497
Denison Mines
DNN
$2.57B
$45K 0.01%
72,000
-23,000
-24% -$15.8K
GNW icon
498
Genworth Financial
GNW
$3.84B
$44K 0.01%
+10,500
New +$40.4K
DXLG icon
499
Destination XL Group
DXLG
$34.5M
$43K 0.01%
14,716
– –
VANI icon
500
Vivani Medical
VANI
$111M
$38K 0.01%
1,297
-163
-11% -$6.24K
18 19
20
21 22

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B. Riley Wealth Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, B. Riley Wealth Advisors held 589 positions worth $501M, up 1.9% from $492M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q1 2017 filing shows 52 new, 190 increased, 256 reduced and 71 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 52,777 shares worth $2.69M. The largest sale was Straight Path Communications Inc., an estimated $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 41% of assets, up from 40% a quarter earlier, followed by Healthcare and Technology.

  • B. Riley Wealth Advisors's largest Q1 2017 buy was iShares Floating Rate Bond ETF: 52,777 shares worth $2.69M.
  • B. Riley Wealth Advisors added most to NOV in Q1 2017, an estimated $1.27M increase.
  • B. Riley Wealth Advisors's biggest Q1 2017 reduction was Straight Path Communications Inc., cutting an estimated $3.21M.
  • B. Riley Wealth Advisors fully exited iShares Agency Bond ETF in Q1 2017, selling an estimated $2.84M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $501M portfolio in Q1 2017.
  • B. Riley Wealth Advisors opened 52 new positions and closed 71 in Q1 2017.
  • B. Riley Wealth Advisors's portfolio value rose 1.9% quarter-over-quarter to $501M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2017, filed 15 May 2017.