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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSO
476
DELISTED
Resource Capital Corp.
RSO
$55K 0.01%
2,837
-127
-4% -$2.75K
ZNGA
477
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$48K 0.01%
17,767
+3,967
+29% +$11.9K
ARNA
478
DELISTED
Arena Pharmaceuticals Inc
ARNA
$44K 0.01%
1,060
+213
+25% +$9.51K
DNN icon
479
Denison Mines
DNN
$2.55B
$41K 0.01%
36,000
+5,000
+16% +$6.39K
UNIS
480
DELISTED
Unilife Corporation
UNIS
$38K 0.01%
+1,650
New +$41.7K
MCZ
481
DELISTED
Mad Catz Interactive
MCZ
$35K 0.01%
90,000
+10,000
+13% +$5.8K
NG icon
482
NovaGold Resources
NG
$3.07B
$30K 0.01%
+10,000
New +$37.5K
HL icon
483
Hecla Mining
HL
$12.1B
$29K 0.01%
11,607
+2,266
+24% +$7.09K
ESNC
484
DELISTED
EnSync Inc
ESNC
$22K 0.01%
40,000
– –
RCG
485
RENN Fund
RCG
$21.2M
$21K 0.01%
13,853
-900
-6% -$1.4K
AMRN
486
Amarin Corp
AMRN
$292M
$20K 0.01%
908
– –
DNDN
487
DELISTED
DENDREON CORPORATION
DNDN
$19K ﹤0.01%
13,215
-9,000
-41% -$15.8K
PVCT
488
DELISTED
PROVECTUS BIOPHARMACEUTICALS, INC. (DE)
PVCT
$14K ﹤0.01%
14,000
-11,000
-44% -$10.7K
RELV
489
DELISTED
Reliv International Inc
RELV
$13K ﹤0.01%
1,509
– –
AGIG
490
Abundia Global Impact Group
AGIG
$49.4M
$10K ﹤0.01%
274
– –
APP
491
DELISTED
AMERICAN APPAREL INC COM
APP
$10K ﹤0.01%
12,500
– –
PTN
492
Palatin Technologies
PTN
$16.8M
$9K ﹤0.01%
8
– –
ATL
493
DELISTED
ATLATSA RES CORP RESOURCES CORP (F)
ATL
$3K ﹤0.01%
+10,651
New +$3.72K
A icon
494
Agilent Technologies
A
$43.3B
– –
-2,609
Closed -$107K
AAL icon
495
American Airlines Group
AAL
$8.41B
– –
-12,919
Closed -$275K
AAP icon
496
Advance Auto Parts
AAP
$2.53B
– –
-237
Closed -$32K
AB icon
497
AllianceBernstein
AB
$3.3B
– –
-5,155
Closed -$133K
AAXJ icon
498
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.87B
– –
-20
Closed -$1.25K
ABEV icon
499
Ambev
ABEV
$46.1B
– –
-304
Closed -$2.14K
ABR icon
500
Arbor Realty Trust
ABR
$843M
– –
-4,000
Closed -$27.8K
18 19
20
21 22

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.