We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.55%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$2.16B
AUM Growth
+$31.4M
Cap. Flow
-$151M
Cap. Flow %
-7%
Top 10 Hldgs %
25.04%
Holding
1,197
New
160
Increased
366
Reduced
510
Closed
124

Top Buys

Rank Stock Value
1
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$2.97M
2
COF icon
Capital One
COF
+$2.96M
3
BA icon
Boeing
BA
+$2.78M
4
DDFS
Innovator Equity Dual Directional 15 Buffer ETF - September
DDFS
+$2.26M
5
APUE icon
ActivePassive US Equity ETF
APUE
+$1.98M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$12.5M
2
AMZN icon
Amazon
AMZN
+$9.45M
3
AAPL icon
Apple
AAPL
+$6.06M
4
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.36M
5
MSFT icon
Microsoft
MSFT
+$5.08M

Sector Composition

Rank Sector Weight
1 Miscellaneous 45.66%
2 Technology 22.59%
3 Financials 6.6%
4 Communication Services 5.71%
5 Consumer Discretionary 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRWD icon
26
CrowdStrike
CRWD
$248B
$14.5M 0.67%
118,260
+1,680
+1% +$191K
NFLX icon
27
Netflix
NFLX
$324B
$14.1M 0.65%
117,660
-210
-0.2% -$25.6K
PANW icon
28
Palo Alto Networks
PANW
$307B
$14M 0.65%
68,821
+5,913
+9% +$1.13M
CSM icon
29
ProShares Large Cap Core Plus
CSM
$520M
$13.5M 0.62%
176,412
-22,551
-11% -$1.65M
VOO icon
30
Vanguard S&P 500 ETF
VOO
$1.04T
$12.3M 0.57%
20,122
+1,263
+7% +$744K
ETN icon
31
Eaton
ETN
$152B
$11.4M 0.53%
30,361
-6,959
-19% -$2.53M
VEA icon
32
Vanguard FTSE Developed Markets ETF
VEA
$234B
$11.2M 0.52%
186,692
-8,525
-4% -$497K
PG icon
33
Procter & Gamble
PG
$341B
$11M 0.51%
71,737
-6,165
-8% -$963K
LRCX icon
34
Lam Research
LRCX
$339B
$10.8M 0.5%
80,464
+1,182
+1% +$125K
IBM icon
35
IBM
IBM
$234B
$10.5M 0.48%
37,092
-1,906
-5% -$499K
VTI icon
36
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
$9.62M 0.44%
29,311
+4,024
+16% +$1.27M
WMT icon
37
Walmart Inc
WMT
$858B
$9.59M 0.44%
93,059
-729
-0.8% -$72.6K
XLK icon
38
State Street Technology Select Sector SPDR ETF
XLK
$119B
$9.59M 0.44%
68,040
-2,190
-3% -$290K
VGT icon
39
Vanguard Information Technology ETF
VGT
$146B
$9.39M 0.43%
100,616
+2,472
+3% +$216K
HD icon
40
Home Depot
HD
$305B
$9.04M 0.42%
22,303
-3,033
-12% -$1.19M
ABBV icon
41
AbbVie
ABBV
$465B
$9.03M 0.42%
39,009
-3,199
-8% -$651K
VIG icon
42
Vanguard Dividend Appreciation ETF
VIG
$111B
$8.69M 0.4%
40,256
+1,679
+4% +$353K
ORCL icon
43
Oracle
ORCL
$424B
$8.67M 0.4%
30,837
-1,262
-4% -$321K
IVW icon
44
iShares S&P 500 Growth ETF
IVW
$75.6B
$8.57M 0.4%
71,021
-458
-0.6% -$52.7K
AGG icon
45
iShares Core US Aggregate Bond ETF
AGG
$137B
$8.57M 0.4%
85,439
+883
+1% +$87.6K
JPST icon
46
JPMorgan Ultra-Short Income ETF
JPST
$41.5B
$8.51M 0.39%
167,729
+15,496
+10% +$785K
V icon
47
Visa
V
$701B
$8.16M 0.38%
23,914
-1,414
-6% -$489K
FNX icon
48
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.35B
$8.15M 0.38%
65,001
+50
+0.1% +$6.04K
DGRO icon
49
iShares Core Dividend Growth ETF
DGRO
$42.8B
$7.88M 0.36%
115,745
-562
-0.5% -$37.1K
COF icon
50
Capital One
COF
$127B
$7.8M 0.36%
36,685
+13,539
+58% +$2.96M
1
2
3 4 5

Similar funds

KI
Keystone Investors Singapore $1.87B AUM
TCBWMS
Texas Capital Bank Wealth Management Services Dallas, Texas $1.87B AUM 24.49% 1-Year Est. Return
LI
LMCG Investments Boston, Massachusetts $1.87B AUM 50.61% 1-Year Est. Return
RAM
Robinhood Asset Management Menlo Park, California $1.87B AUM
PA
Proem Advisors Dallas, Texas $1.87B AUM 202.8% 1-Year Est. Return
BHWM
Bar Harbor Wealth Management Concord, New Hampshire $1.86B AUM 32.07% 1-Year Est. Return
IPW
Invictus Private Wealth Denver, Colorado $1.86B AUM 25.51% 1-Year Est. Return
AP
Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, B. Riley Wealth Advisors held 1,197 positions worth $2.16B, up 1.5% from $2.13B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Advisors withdrew a net $151M in Q3 2025, closing 124 positions and reducing 510 holdings. Its most notable exit was Invesco S&P MidCap Momentum ETF, an estimated $5.36M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 46% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - September worth $2.28M.

  • B. Riley Wealth Advisors's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - September: 109,100 shares worth $2.28M.
  • B. Riley Wealth Advisors added most to State Street Communication Services Select Sector SPDR ETF in Q3 2025, an estimated $2.97M increase.
  • B. Riley Wealth Advisors's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $12.5M.
  • B. Riley Wealth Advisors fully exited Invesco S&P MidCap Momentum ETF in Q3 2025, selling an estimated $5.36M.
  • B. Riley Wealth Advisors's ten largest holdings make up 25% of its $2.16B portfolio in Q3 2025.
  • B. Riley Wealth Advisors opened 160 new positions and closed 124 in Q3 2025.
  • B. Riley Wealth Advisors's portfolio value rose 1.5% quarter-over-quarter to $2.16B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2025, filed 31 Oct 2025.