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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
26
Enterprise Products Partners
EPD
$83.7B
$21.8M 0.59%
827,198
-21,251
-3% -$566K
IUSB icon
27
iShares Core Universal USD Bond ETF
IUSB
$42.9B
$21.6M 0.58%
469,741
-163,319
-26% -$7.22M
ABBV icon
28
AbbVie
ABBV
$465B
$20.2M 0.54%
130,219
-15,193
-10% -$2.21M
VEA icon
29
Vanguard FTSE Developed Markets ETF
VEA
$223B
$20M 0.54%
416,800
-185,545
-31% -$8.31M
LRCX icon
30
Lam Research
LRCX
$316B
$19M 0.51%
241,630
+14,770
+7% +$1.01M
CVX icon
31
Chevron
CVX
$382B
$18.9M 0.51%
126,678
+4,853
+4% +$734K
GLD icon
32
SPDR Gold Trust
GLD
$131B
$17.8M 0.48%
92,990
-16,214
-15% -$2.97M
VCSH icon
33
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$17.8M 0.48%
229,550
-124,858
-35% -$9.46M
COST icon
34
Costco
COST
$432B
$17.7M 0.48%
26,246
-2,609
-9% -$1.55M
EFG icon
35
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$17.3M 0.47%
178,518
-117,533
-40% -$10.5M
PANW icon
36
Palo Alto Networks
PANW
$256B
$16.6M 0.45%
112,620
+882
+0.8% +$118K
MRK icon
37
Merck
MRK
$322B
$16.1M 0.43%
146,629
-15,946
-10% -$1.66M
WMT icon
38
Walmart Inc
WMT
$909B
$15.9M 0.43%
301,002
-9,819
-3% -$520K
MCD icon
39
McDonald's
MCD
$193B
$15.8M 0.43%
53,365
-834
-2% -$227K
HYZD icon
40
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$258M
$15.6M 0.42%
722,062
-448,492
-38% -$9.54M
QUAL icon
41
iShares MSCI USA Quality Factor ETF
QUAL
$45.7B
$15M 0.4%
101,929
-31,788
-24% -$4.4M
CSM icon
42
ProShares Large Cap Core Plus
CSM
$506M
$15M 0.4%
273,319
-125,522
-31% -$6.39M
MA icon
43
Mastercard
MA
$498B
$14.9M 0.4%
35,044
-1,622
-4% -$652K
VIG icon
44
Vanguard Dividend Appreciation ETF
VIG
$111B
$14.9M 0.4%
87,611
+10,305
+13% +$1.66M
TMO icon
45
Thermo Fisher Scientific
TMO
$214B
$14.5M 0.39%
27,370
-2,586
-9% -$1.25M
IBM icon
46
IBM
IBM
$213B
$13.6M 0.37%
83,390
-11,497
-12% -$1.74M
UBER icon
47
Uber
UBER
$145B
$13.5M 0.36%
219,084
+24,078
+12% +$1.26M
HON icon
48
Honeywell
HON
$76.4B
$13.3M 0.36%
67,433
-6,375
-9% -$1.15M
EFV icon
49
iShares MSCI EAFE Value ETF
EFV
$28.3B
$13.3M 0.36%
255,206
-114,937
-31% -$5.69M
VGT icon
50
Vanguard Information Technology ETF
VGT
$133B
$13.1M 0.35%
216,080
+27,168
+14% +$1.51M
1
2
3 4 5

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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.